ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions | ||||||||||||||||||||
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| 04/11/2015 | EMIR VT | EMIR validation table | Post Trading | Reference | XLSX 26.48 KB |
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| 06/11/2015 | NFC no CT | Notification of NFC no longer exceeding the clearing threshold | Post Trading | Reference | XLSX 50.16 KB |
This notification may be submitted to ESMA (EMIR-notifications@esma.europa.eu) preferably in Excel format, using the form hereby by a non-financial counterparty that no longer exceeds the clearing threshold for any of the following:
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| 09/11/2015 | ODRG/06/11/15 | Report of the ODRG to the G20 Nov (06112015) | Post Trading | Reference | PDF 215.5 KB |
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| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |
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| 26/11/2015 | MoU ESMA-SFC | MoU ESMA-SFC indirect access to TR data | Post Trading | Reference | PDF 537.43 KB |
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| 11/12/2015 | Post-trading links | Links to key Post Trading documents | Post Trading | Reference | PDF 603.88 KB |
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| 23/12/2015 | 2015/1909R | form_to_reply_cp_tr_ork_cs | MiFID - Secondary Markets | Reference | DOCX 784.54 KB |
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| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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| 07/01/2016 | MoU for Alberta Canada | Previous MoU for Alberta Canada | Post Trading | Reference | PDF 832.31 KB |
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| 07/01/2016 | MoU for Quebec, Ontario, Manitoba - Canada | Signed MoU for Quebec, Ontario, Manitoba- Canada | Post Trading | Reference | PDF 9.3 MB |
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| 07/01/2016 | MoU for Switzerland | Previous MoU for Switzerland | Post Trading | Reference | PDF 678.27 KB |
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| 26/01/2016 | MoU for Mexico | Previous MoU for Mexico (CNBV) | Post Trading | Reference | PDF 689.24 KB |
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| 26/01/2016 | MoU for South Africa | Previous MoU for South Africa (FSB) | Post Trading | Reference | PDF 774.26 KB |
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| 01/02/2016 | 2016/200 | MiFID registers- information about web service | Short Selling, MiFID - Secondary Markets | Reference | PDF 311.04 KB |
This document sets out the web service for the following registers: Shares admitted to trading on regulation markets Exempted shares Systematic internalisers Regulated Markets Multilateral trading facilities Central counterparties |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 09/02/2016 | 2016/272 | Call for expression of interest- CWG renewal | MiFID - Secondary Markets | Reference | PDF 171.58 KB |
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| 11/02/2016 | 2016/210 | ToR CDTF | MiFID - Secondary Markets | Reference | PDF 134.83 KB |
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| 03/03/2016 | Mifid mapping | Mapping- fields in MiFID systems | MiFID - Secondary Markets | Reference | XLSX 9.54 KB |
This document provides a mapping of the fields between the old MiFID database http://mifiddatabase.esma.europa.eu/ and the lists available on the Registers portal http://registers.esma.europa.eu/publication/ |
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| 11/03/2016 | 2016/356 Reply form | Reply form DP SFTR | Post Trading | Reference | DOCX 794.56 KB |
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| 18/03/2016 | ESMA70-152-2526 | Practical Guidance for the recognition of Third-Country | Post Trading | Reference | PDF 214.33 KB |
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