ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
437
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Q&A X Opinion X CESR Document X Final Report X Securities and Markets Stakeholder Group X Innovation and Products X Risk Analysis & Economics - Markets Infrastructure Investors X CESR Archive X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/03/2003 03-073 Standard No. 1 on Financial Information CESR Document PDF
147.6 KB
During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR\'s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The feedback statement can be viewed under the heading "Recent Publications".
28/03/2003 03-087 Results of CESR's call for evidence on the second mandate on possible implementing measures of the future Market Abuse Directive Final Report PDF
150.95 KB
CESR publishes today the responses received to a call for evidence (Ref. CESR/03-037) on the second mandate to CESR, from the European Commission, for advice on technical implementing measures under the Directive on Insider Dealing and Market Manipulation (Market Abuse).
01/04/2003 03-015 Results of CESR’s public consultation on possible implementing measures for the future Prospectus Directive Final Report PDF
277.93 KB
02/04/2003 03-074 Feedback statement on the consultation on the statement of principles on the enforcement of standards of financial information CESR Document PDF
92.17 KB
During the seventh meeting of CESR held in Paris on 21 March 2003, the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe (Ref. CESR/03-073) was approved. The standard is being published today along with a feedback statement summarising the responses received during the consultation process (Ref. CESR/03-074). The standard represents a significant part of CESR"s contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. The Standard No. 1 can be viewed under the heading "Standards".
23/04/2003 03-103 Results of CESR's public consultation on the second call for evidence to the consultation paper on possible implementing measures of the future Prospectus Directive Final Report PDF
129.02 KB
On 7th February 2003, CESR released the second request for technical advice (Ref. CESR/03-038) inviting all interested parties to submit views as to what CESR should consider in its advice to the European Commission. The results of CESR"s public consultation are being published today.
25/04/2003 03-067b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Feedback Statement CESR Document PDF
220.18 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
06/05/2003 03-129 Additional Draft Feedback Statement on Level 2 Implementing measures for the proposed Prospectus Directive CESR Document PDF
131.89 KB
On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
01/07/2003 03-209 Feedback Statement- CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies CESR Document PDF
388.26 KB
01/07/2003 03-232 Results of CESR’s public consultation on the future Market Abuse Directive Final Report PDF
89.99 KB
04/07/2003 03-175c Third Meeting of the CESR Market Participants Consultative Panel Final Report PDF
1.08 MB
Public statement on the Third meeting of the CESR Market Participants Consultative Panel held on 12th June 2003 in Paris.
16/07/2003 03-233 Results of CESR's public consultation on the consultation papers (Ref. CESR/03~066b & CESR/03~128) on possible Level 2 implementing measures of the future Prospectus Directive Final Report PDF
75.3 KB
CESR publishes today the results of the public consultation on the consultation papers on possible Level 2 implementing measures of the future Prospectus Directive.
31/07/2003 03-208 Annexes CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies- Annexes Final Report PDF
405.31 KB
31/07/2003 03-208 CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies Final Report PDF
206.35 KB
CESR releases today its advice on draft technical measures to implement the Prospectus Directive(Ref. CESR/03-208 and Annexes), accompanied by a Feedback Statement on the consultation (Ref. CESR/03-209). The proposed measures would need to be met when securities are offered to the public or admitted to trading and responds to a request from the European Commission for technical advice by 31 July 2003. In particular, the advice submitted by CESR will propose the provision of standardised information across the EU for issuing companies to disclose to investors. These disclosure requirements include key financial information, operating results, specific risk factors, a statement on how the company complies with its national corporate governance code, remuneration of key management, as well as potential conflicts of interests. Additionally, to facilitate access to capital for
03/09/2003 03-213b CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive- Feedback Statement CESR Document PDF
156.6 KB
The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), accompanied by a Feedback Statement (Ref. CESR/03-213b).
03/09/2003 03-212c CESR's Advice on the Second Set of Level 2 Implementing Measures for the Market Abuse Directive Final Report PDF
176.03 KB
The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), to be taken into account by the European Commission following the Market Abuse Directive. This Directive has to be implemented by Member States by October 2004. The implementing measures covered by the advice include: Guidelines for determining accepted market practices; inside information on commodity derivative markets; the maintenance of insider lists by issuers; the disclosure of transactions by senior managers; the obligation by financial intermediaries to report suspicious transactions. The work on the advice was undertaken by the CESR Expert Group on Market Abuse under the Chairmanship of Professor Stavros Thomadakis, Chairman of the Hellenic Capital Market Commission.
09/09/2003 03-286 Results of CESR’s public consultation on the consultation paper (Ref. CESR/03-162) on possible Level 2 implementing measures of the future Prospectus Directive Final Report PDF
86.89 KB
CESR publishes today the results of the public consultation on the consultation paper on possible level 2 implementing measures of the future Prospectus Directive. On 7 February 2003, the European Commission published its
01/10/2003 03-301 Feedback Statement- CESR submits final advice on the content and format of Prospectus CESR Document PDF
220.36 KB
01/10/2003 03-300 Annex E CESR submits its final advice on the content and format of Prospectus- Annex Final Report PDF
48.81 KB
01/10/2003 03-300 CESR submits its final advice on the content and format of Prospectus Final Report PDF
279.74 KB
CESR publishes today its Technical Advice on Level 2 Implementing Measures of the Prospectus Directive (Ref. CESR/03-300). The advice follows a consultation by CESR with industry on the minimum information to be provided in a prospectus; including, a
24/12/2003 03-498 Results of CESR’s public consultation on the consultation papers on Minimum Disclosure requirements for Sovereign Issuers and Financial Information on Prospectus Final Report PDF
68.75 KB
CESR publishes topday the results of the public consultation on the consultation papers on Minimum Disclosure requirements for Sovereign Issuers and Financial Information on Prospectus (Ref: CESR/03-498). On 30 July, CESR published an additional consultation paper (CESR/03-210b and annexes) on possible draft technical measures to implement the Prospectus Directive. The proposed measures would need to be met when securities are offered to the public or admitted to trading. CESR invited all interested parties to submit responses to the consultation paper. The consultation period closed on 30 October 2003, and the comments received will shape the basis of CESR"s final submission to the European Commission requested by 31 December 2003. We have endeavoured to place all the responses received electronically on the website. If you have any problems with the way in which your response has been issued or if your response has not been published, please contact the CESR Secretariat.