ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/07/2010 10-798 Feedback statement- CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Document PDF
225.23 KB
02/07/2010 10-673 Guidelines- Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Document PDF
191.76 KB
02/07/2010 10-674 Guidelines- Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Document PDF
106.22 KB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
206.24 KB
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
535.72 KB
04/06/2010 10-346 Feedback statement- CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
253.51 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Document PDF
185.24 KB
19/05/2010 10/049 Guidelines- Common definition of European money market funds CESR Document PDF
206.83 KB
19/05/2010 10-545 Feedback statement- CESR’s Guidelines on a common definition of European money market funds CESR Document PDF
232.46 KB
06/05/2010 10-591 Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee Q&A PDF
130.84 KB
19/04/2010 10-296 Feedback statement- Inducements: Good and poor practices CESR Document PDF
285.58 KB
19/04/2010 10-294 Feedback statement- Understanding the definition of advice under MiFID CESR Document PDF
435.68 KB
19/04/2010 10-293 Question and Answers- Understanding the definition of advice under MiFID Q&A PDF
335.78 KB
19/04/2010 09-1226 Feedback statement- CESR’s technical advice on the level 2 measures related to mergers of UCITS, master- feeder structures and cross-border notification of UCITS CESR Document PDF
330.25 KB
19/04/2010 09-995 Feedback statement- CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS CESR Document PDF
338.08 KB
19/04/2010 09-990 Feedback statement- CESR’s technical advice on the level 2 measures related to the UCITS management company passport CESR Document PDF
435.04 KB
08/03/2010 10-222 FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members Q&A PDF
327.78 KB
02/03/2010 10-089 Feedback statement- Final proposal for a pan-European short selling regime CESR Document PDF
300.93 KB
29/01/2010 09-987 Feedback statement on the Consultation on “Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members” CESR Document PDF
215.84 KB
03/11/2009 09-559 Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements Q&A PDF
405.18 KB