ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/09/2014 | 2014/SMSG/35 | SMSG advice- Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 442.89 KB |
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| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 13/10/2014 | 2014/SMSG/47 | SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 225.37 KB |
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| 28/10/2014 | 2014/SMSG/42 | SMSG advice- Data publication | Securities and Markets Stakeholder Group | SMSG Advice | PDF 633.88 KB |
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| 11/12/2014 | 2014/SMSG/51 | SMSG advice- EuSEF/EuVECA | Securities and Markets Stakeholder Group | SMSG Advice | PDF 112.66 KB |
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| 22/01/2015 | 2015/SMSG/003 | SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive | Securities and Markets Stakeholder Group | SMSG Advice | PDF 286.08 KB |
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| 20/02/2015 | 2015/SMSG/005 | SMSG advice paper on PRIIPS | Securities and Markets Stakeholder Group | SMSG Advice | PDF 362.86 KB |
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| 03/03/2015 | 2015/SMSG/011 | SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation | Securities and Markets Stakeholder Group | SMSG Advice | PDF 219.99 KB |
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| 27/03/2015 | 2015/SMSG/016 | SMSG Advice on cross-selling | Securities and Markets Stakeholder Group | SMSG Advice | PDF 92.49 KB |
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| 19/05/2015 | 2015/SMSG/017 PART I | SMSG Contribution to the Green Paper on CMU- PART I | Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.66 KB |
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| 19/05/2015 | 2015/SMSG/017 PART II | SMSG Contribution to the Green Paper on CMU- PART II | Securities and Markets Stakeholder Group | SMSG Advice | PDF 384.44 KB |
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| 19/05/2015 | 2015/SMSG/017 PART III | SMSG Contribution to the Green Paper on CMU- PART III | Securities and Markets Stakeholder Group | SMSG Advice | PDF 470.85 KB |
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| 03/06/2015 | 2014/SMSG/018 | SMSG Call for evidence: Competition, choice and conflicts of interest in the credit rating industry | Securities and Markets Stakeholder Group | SMSG Advice | PDF 91.24 KB |
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| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
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| 13/07/2015 | SMSG 09/07/15 | SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” | Securities and Markets Stakeholder Group | SMSG Advice | PDF 781.74 KB |
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| 24/07/2015 | 2015/SMSG/20 | SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II | Securities and Markets Stakeholder Group | SMSG Advice | PDF 362.66 KB |
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| 18/09/2015 | 2015/SMSG/023 | SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final | Securities and Markets Stakeholder Group | SMSG Advice | PDF 662.2 KB |
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| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
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| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
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| 29/09/2015 | 2015/SMSG/025 | SMSG Position Paper MAR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 158.23 KB |