ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
44
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- Corporate Information (82) Apply Corporate Information filter
- MiFID - Investor Protection (70) Apply MiFID - Investor Protection filter
- Post Trading (41) Apply Post Trading filter
- Short Selling (37) Apply Short Selling filter
- Market Integrity (36) Apply Market Integrity filter
- CESR Archive (25) Apply CESR Archive filter
- Joint Committee (14) Apply Joint Committee filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (12) Apply Market Abuse filter
- Corporate Disclosure (11) Apply Corporate Disclosure filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Prospectus (8) Apply Prospectus filter
- Board of Supervisors (7) Apply Board of Supervisors filter
- Securitisation (7) Apply Securitisation filter
- Brexit (6) Apply Brexit filter
- Innovation and Products (6) Apply Innovation and Products filter
- Benchmarks (4) Apply Benchmarks filter
- Management Board (4) Apply Management Board filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Finance (3) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Trading (2) Apply Trading filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Opinion filter Opinion
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (149) Apply Guidelines & Recommendations filter
- Reference (143) Apply Reference filter
- Press Release (109) Apply Press Release filter
- Investor Warning (92) Apply Investor Warning filter
- Consultation Paper (73) Apply Consultation Paper filter
- Final Report (44) Apply Final Report filter
- Statement (39) Apply Statement filter
- Report (30) Apply Report filter
- Speech (28) Apply Speech filter
- Decision (27) Apply Decision filter
- Letter (23) Apply Letter filter
- Compliance table (14) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Opinion X Technical Advice X Q&A X Annual Report X Trade Repositories X Warnings and publications for investors X Fund Management X Credit Rating Agencies X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 02/10/2015 | 2015/1471 | Technical Advice on Reducing Sole and Mechanistic Reliance on Credit Ratings | Credit Rating Agencies | Technical Advice | PDF 1.1 MB |
||||
| 02/10/2015 | 2015/1472 | Technical Advice on Competition, Choice and Conflicts of Interest in the CRA industry | Credit Rating Agencies | Technical Advice | PDF 2.48 MB |
||||
| 12/04/2016 | 2016/596 | Opinion on loan origination | Fund Management | Opinion | PDF 118.55 KB |
||||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 31/05/2016 | 2016/774 | Q&A on the Application of the EuSEF and EuVECA Regulations | Fund Management | Q&A | PDF 212.93 KB |
||||
| 12/09/2016 | 2016/1140 | Final advice on AIFMD passport | Fund Management | Technical Advice | PDF 621.95 KB |
This version of the advice includes the following clarifications with respect to the assessment of the Isle of Man:
|
|||
| 21/11/2016 | 2016/1586 | Questions and Answers on UCITS Directive | Fund Management | Q&A | PDF 454.07 KB |
||||
| 16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |
||||
| 30/01/2017 | ESMA34-43-296 | Opinion on UCITS Share Classes | Fund Management | Opinion | PDF 332.69 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 20/07/2017 | ESMA34-45-277 | Opinion on asset segregation and custody services | Fund Management | Opinion | PDF 604.81 KB |
||||
| 08/02/2018 | ESMA80-199-153 | ESMA’s supervision of credit rating agencies, trade repositories and monitoring of third country central counterparties- 2017 Annual Report and 2018 Work Programme | Credit Rating Agencies | Annual Report | PDF 1.03 MB |
||||
| 04/12/2018 | ESMA33-9-281 | CRA market share report | Credit Rating Agencies | Annual Report | PDF 827.25 KB |
||||
| 19/02/2019 | ESMA80-199-273 | ESMA supervision 2019 work plan and annual report 2018 | Credit Rating Agencies | Annual Report | PDF 622.46 KB |
||||
| 18/07/2019 | ESMA33-9-321 | Technical Advice on Sustainability Considerations in the Credit Rating Market | Credit Rating Agencies | Technical Advice | PDF 451.01 KB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 14/12/2020 | ESMA 33-9-383 | CRA Market Share Calculation 2020 | Credit Rating Agencies | Annual Report | PDF 511.26 KB |
||||
| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
||||
| 29/07/2021 | ESMA33-5-87 | Q&A on the Implementation of the Regulation (EU) No 462 2013 On CRA | Credit Rating Agencies | Q&A | PDF 409.83 KB |
||||
| 30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |