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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/09/2014 2014/SMSG/37 SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR SMSG Advice PDF
197.86 KB
03/09/2014 2014/SMSG/38 SMSG advice- Transparency for the trading of non-equity instruments SMSG Advice PDF
112.76 KB
28/10/2014 2014/SMSG/42 SMSG advice- Data publication SMSG Advice PDF
633.88 KB
13/10/2014 2014/SMSG/47 SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation SMSG Advice PDF
225.37 KB
11/12/2014 2014/SMSG/51 SMSG advice- EuSEF/EuVECA SMSG Advice PDF
112.66 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Technical Advice PDF
1021.03 KB
This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
22/01/2015 2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive SMSG Advice PDF
286.08 KB
20/02/2015 2015/SMSG/005 SMSG advice paper on PRIIPS SMSG Advice PDF
362.86 KB
03/03/2015 2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation SMSG Advice PDF
219.99 KB
27/03/2015 2015/SMSG/016 SMSG Advice on cross-selling SMSG Advice PDF
92.49 KB
19/05/2015 2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU- PART I SMSG Advice PDF
274.66 KB
19/05/2015 2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU- PART II SMSG Advice PDF
384.44 KB
19/05/2015 2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU- PART III SMSG Advice PDF
470.85 KB
18/09/2015 2015/SMSG/023 SMSG reply to the ESAs_PRIIPS_Key information document PRIIPs_final SMSG Advice PDF
662.2 KB
29/09/2015 2015/SMSG/025 SMSG Position Paper MAR SMSG Advice PDF
158.23 KB
18/09/2015 2015/SMSG/026 Advice on Proxy advisors SMSG Advice PDF
206.54 KB
18/02/2016 2015/SMSG/036 SMSG Advice on ESEF , SMSG Advice PDF
109.63 KB
24/07/2015 2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II SMSG Advice PDF
362.66 KB
01/04/2016 2016/419 Q&A Market Abuse Directive Q&A PDF
175.08 KB
17/06/2016 2016/982 Opinion on inside information disclosure under the Market Abuse Regulation Opinion PDF
278.89 KB