ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 08/07/2002 | 02-117 | Press release- CESR adopts Final Standards for Alternative Trading Systems and Final Conduct of Business Rules to protect Retail and Professional Investors in Europe | CESR Archive | Press Release | PDF 54.05 KB |
During its fourth meeting in Copenhagen on June 11 and 12, 2002, CESR agreed on common European Standards for Alternative Trading Systems (Ref. CESR/02-086b) and on a harmonised professional and counterparty regime of investor protection (Ref. CESR/02-098b) that will complement the Retail Conduct of Business Rules (Ref. CESR/01-014d) adopted in April 2002. | |||
| 10/07/2002 | 02-111 | Press release- CESR establishes a Market Participants Consultative Panel | CESR Archive | Press Release | PDF 32.67 KB |
The regulation of the Single Market for Financial Services calls for enchanced harmonisation of rules and day-to-day regulatory practices. Following the Resolutions of the European Council and of the European Parliament endorsing the Lamfalussy Report, the Committee of European Securities Regulators (CESR) is asked to advise the EU Commission in the preparation of implementing measures of EU Directives. In excerising this role, CESR is committed to work in an open and transparent manner and widely consult practitioners, end-users and consumers as stated in its Public Statement on Consultation Practices (Ref. CESR/01-007b).In addition to this, a Market Participants Consultative Panel ("the Panel") is established to assisst CESR in the performance of its functions. | |||
| 16/10/2002 | 02-203 | Press release- CESR Consultation on possible implementing measures of the proposed Prospectus Directive | CESR Archive | Press Release | PDF 93.63 KB |
CESR is releasing today a consultation paper on possible detailed technical measures to implement the proposed Directive on Prospectuses to be published when securities are offered to the public or admitted to trading (CESR/02-185b). The consultation paper and its annexes can be viewed in "Consultative Papers". | |||
| 22/10/2002 | 02-212 | Press release- CESR consultation on principles of enforcement of accounting standards in Europe | CESR Archive | Press Release | PDF 98.93 KB |
CESR is today releasing a consultation paper which contains a Statement of Principles (SOP) covering definition and methods of enforcement of accounting standards (Ref. CESR/02-188b). The Statement of Principles can be viewed in "Consultative Papers". | |||
| 19/12/2002 | 02-298 | Press release- CESR Consultation on possible implementing measures of the proposed prospectus directive | CESR Archive | Press Release | PDF 105.28 KB |
CESR is releasing today an addendum (CESR/02-286) to the consultation paper released in October (CESR/02-185b), on possible detailed technical measures needed to implement the proposed Directive on Prospectus to be published when securities are offered to the public or admitted to trading. | |||
| 01/01/2003 | 2001-2002 | CESR Annual Report for 2001-2002 | CESR Archive | Annual Report | PDF 12.39 MB |
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| 08/01/2003 | 03-001 | Press release- CESR sumbits implementing measures on market abuse directive to European Commission | CESR Archive | Press Release | PDF 70.73 KB |
On Tuesday 31st December 2002, CESR submitted its technical advice to the European Commission on implementing measures in connection with certain aspects of the Directive on Insider Dealing and Market Manipulation (Market Abuse). The full text of CESR's advice to the commission (CESR/02-089d) and the Feedback statement (CESR/02-287b) can be viewed in "Recent Publications". | |||
| 02/04/2003 | 03-081b | Press release- CESR's first initiative towards more robust enforcement of financial information in Europe | CESR Archive | Press Release | PDF 129.22 KB |
CESR publishes today the first CESR standard on Financial Information: Enforcement of standards on financial information in Europe (CESR/03-073). The standard is being published along with a feedback statement summarising the responses received during the consultation process (CESR/03-074). The standard represents a significant part of CESR's contribution to the task of developing and implementing a common approach to the enforcement of International Financial Reporting Standards (IFRS) in Europe. | |||
| 15/04/2003 | 03-104 | Press release- Consultation paper on a second set of technical implementing measures for the Directive on Market Abuse | CESR Archive | Press Release | PDF 81.14 KB |
CESR publishes today a consultation paper (Ref. CESR/03-102b) on its proposed advice to the European Commission on a second set of technical implementing measures for the Directive on Insider Dealing and Market Manipulation (Market Abuse). | |||
| 12/06/2003 | 03-170 | Press release- CESR Consultation on possible Implementing Measures of the Proposed Prospectus Directive | CESR Archive | Press Release | PDF 81.98 KB |
CESR releases today a consultation paper on possible detailed technical measures needed to implement the proposed Directive on Prospectus to be published when securities are offered to the public or admitted to trading (Ref. CESR/03-162 and Annexes). The consultation paper released today addresses the technical advice required by 30 September 2003. The measures cover: format of the prospectus; disclosure requirements; annual information. The deadline for submitting responses to the consultation paper is 12 August 2003. As specified in the consultation paper, an open hearing will be held in Paris at CESR on Wednesday 9 July 2003. | |||
| 03/07/2003 | 03-174b | Interim Report on the Activities of CESR to the European Commission | CESR Archive | Annual Report | PDF 129.89 KB |
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee. The report focuses on the functioning of CESR, "Level 2 work and "Level 3 work" as well as providing an indicative timetable for the CESR work plans. | |||
| 30/07/2003 | 03-238 | Press release- CESR consults on minimum disclosure requirements for sovereign issuers and financial information on prospectus | CESR Archive | Press Release | PDF 85.18 KB |
CESR publishes today an additional consultation paper (CESR/03-210b and annexes) on possible draft technical measures to implement the Prospectus Directive. The proposed measures would need to be met when securities are offered to the public or admitted to trading. The proposed measures to implement the Prospectus Directive include: minimum disclosure requirements for securities issued by EU Member States, Non-EU States and their regional or local authorities and proposals regarding the dissemination of advertisements in relation to an offer of securities to the public or the admission to trading. CESR invites responses to the consultation paper. These should be received by 30 October 2003 to enable comments to be fully considered. This will shape the basis of CESR's final submission to the European Commission requested by 31 December 2003. Responses should be addressed by e-mail to Mr Fabrice Demarigny, Secretary General of CESR at secretariat@europefesco.org. A public hearing will be held in Paris on 9 October 2003 at the CESR offices. Interested parties are asked to register before 1 October 2003 by e-mail to secretariat@europefesco.org stating full contact details. | |||
| 31/07/2003 | 03-239 | Press release- CESR sends to the European Commission its Final Advice on Disclosure Obligations for listed and issuing companies | CESR Archive | Press Release | PDF 84.59 KB |
CESR releases today its advice on draft technical measures to implement the Directive on Prospectus (Ref. CESR/03-208 and Annexes), accompanied by a Feedback Statement on the consultation (Ref. CESR/03-209). The proposed measures would need to be met when securities are offered to the public or admitted to trading and responds to a request from the European Commission for technical advice by 31 July 2003. In particular, the advice submitted by CESR will propose the provision of standardised information across the EU for issuing companies to disclose to investors. These disclosure requirements include key financial information, operating results, specific risk factors, a statement on how the company complies with its national corporate governance code, remuneration of key management, as well as potential conflicts of interests. Additionally, to facilitate access to capital for | |||
| 01/08/2003 | 03-247 | Press release- CESR/ESCB Consultative report on Standards for Securities Clearing and Settlement systems in the European Union | CESR Archive | Press Release | PDF 101.24 KB |
The Committee of European Securities Regulators (CESR) and the European System of Central Banks (ESCB) have published today two documents entitled | |||
| 03/09/2003 | 03-288b | Press release- CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive | CESR Archive | Press Release | PDF 109.39 KB |
The Committee of European Securities Regulators (CESR) released today the Advice on the Second Set of Implementing Measures for the Market Abuse Directive (Ref. CESR/03-212c), to be taken into account by the European Commission following the Market Abuse Directive. This Directive has to be implemented by Member States by October 2004. The implementing measures covered by the advice include: Guidelines for determining accepted market practices; inside information on commodity derivative markets; the maintenance of insider lists by issuers; the disclosure of transactions by senior managers; the obligation by financial intermediaries to report suspicious transactions. The work on the advice was undertaken by the CESR Expert Group on Market Abuse under the Chairmanship of Professor Stavros Thomadakis, Chairman of the Hellenic Capital Market Commission. | |||
| 02/10/2003 | 03-359 | Press release- CESR re-elects its Chairman and Vice-Chair | CESR Archive | Press Release | PDF 96.98 KB |
The Chairmen of all the EU Securities regulators represented in CESR unanimously re-elected both the Chairman of CESR, Arthur Docters van Leeuwen, Chairman of the Netherlands Authority for the Financial Markets and the Vice Chairman, Kaarlo J | |||
| 03/10/2003 | 03-350 | Press release- CESR submits its final advice on the content and format of Prospectus | CESR Archive | Press Release | PDF 88.6 KB |
The committee of European Securities Regulators (CESR) publishes today its final advice to the European Commission. The advice follows a consultation by CESR with industry on the minimum information to be provided in a prospectus; including, a | |||
| 07/10/2003 | 03-361b | Press release- European Regulation on the application of IFRS in 2005 – Draft Recommendations for additional guidance regarding the transition to IFRS | CESR Archive | Press Release | PDF 111.21 KB |
The European Commission established in its Regulation n | |||
| 07/10/2003 | 03-362b | Press release- CESR Draft Standard No. 2 on Financial Information- Co-ordination of Enforcement Activities | CESR Archive | Press Release | PDF 99.08 KB |
CESR launches today a consultation paper proposing greater co-ordination of enforcement activities by supervisors of financial information in Europe | |||
| 30/10/2003 | 03-383 | Press release- CESR begins preparations for the new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) | CESR Archive | Press Release | PDF 104.48 KB |
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called |