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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|03/09/2015||2014/713||Annual list of contractors- 2013||Procurement||Reference||PDF
|08/08/2014||2014/869 ES||Directrices sobre las obligaciones de información de los artículos 3(3)(d) y 24(1), (2y (4) de la DGFIA||Guidelines and Technical standards||Reference||PDF
|08/08/2014||2014/869 nl||Richtsnoeren voor rapportageverplichtingen uit hoofde van artikel 3, lid 3, onder d), en artikel 24, leden 1, 2 en 4, van de AIFMD||Guidelines and Technical standards||Reference||PDF
|15/03/2014||2014/bonds||Categories of covered bonds and issuers of covered bonds||Fund Management||Reference||PDF
|24/07/2015||2015/1210||Reply form for the Guidelines on sound remuneration policies under the UCITS Directive and AIFMD||Fund Management||Reference||DOCX
|31/07/2015||2015/1241||Response form to CP on the ELTIF Regulation||Fund Management||Reference||DOCX
|Please use this document to respond to the Consultation Paper on draft regulatory technical standards under the ELTIF Regulation|
|05/02/2015||2015/245||Call for interest- Consultative Working Group for ESMA’s Investment Management Standing Committee||Fund Management||Reference||PDF
|22/05/2015||2015/881||Feedback statement on the discussion paper on the impact of EMIR on the calculation of counterparty risk for OTC financial derivative transactions by UCITS||Fund Management||Reference||PDF
|03/09/2015||2015/931||Annual list of contractors- 2014||Procurement||Reference||PDF
|10/11/2016||2016-1560||Final Report on Technical Advice under the Benchmarks Regulation||Benchmarks||Final Report||PDF
|29/06/2016||2016/1046||Annual list of contractors- 2015||Procurement||Reference||PDF
|15/07/2016||2016/1137 reply form||Reply form to the Consultation paper on Asset Segregation||Fund Management||Reference||DOCX
|26/07/2016||2016/1171||Final Report Draft Implementing Technical Standards on sanctions and measures under MAR||Market Abuse, Market Integrity||Final Report||PDF
|29/09/2016||2016/1406 reply form||Reply form to the Consultation paper on Benchmarks||Benchmarks||Reference||DOCX
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|30/09/2016||2016/1414||Methodological Framework- Model Written Arrangements for Benchmark Colleges||Benchmarks||Reference||PDF
Article 46 of the Regulation (EU) No 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds (Regulation) provides that the competent authority of an administrator of a critical benchmark that is referred to in points (a) and (c) of Article 20(1) of the Regulation shall establish a college.
ESMA will be a member of every college and according to Article 46(7) of the Regulation may give advice concerning the written arrangements. To promote the convergent operation of benchmark colleges, ESMA has developed model written arrangements that may be used by administrators of critical benchmarks according to Article 46(6) of the Regulation.
|10/10/2016||2016/1451||Final Report- Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Final Report||PDF
|31/10/2016||2016/1529 ANNEX||Annex I- Template for the assessment of collective suitability||Guidelines and Technical standards, MiFID - Investor Protection||Reference||XLSX
|04/04/2016||2016/222||ToR MISC||Market Integrity||Reference||PDF
|04/04/2016||2016/223||ToR IMSC||Fund Management||Reference|