| 10/11/2023 |
ESMA35-335435667-4520 |
Compliance table on the Guidelines on MiFID II product governance (2023) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.41 KB |
|
| 10/11/2023 |
ESMA35-335435667-4315 |
Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 173.59 KB |
|
| 10/11/2023 |
ESMA35-43-3327 |
Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 272.27 KB |
|
| 08/11/2023 |
ESMA70-156-1411 |
Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II |
Trading |
Compliance table |
DOWNLOAD 153.21 KB |
|
| 08/11/2023 |
ESMA22-1669215091-5394 |
Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 |
Board of Supervisors, Securities and Markets Stakeholder Group |
Summary of Conclusions |
DOWNLOAD 171.43 KB |
|
| 08/11/2023 |
ESMA Newsletter |
Newsletter October 2023 |
ESMA newsletter |
Reference |
DOWNLOAD 9.41 MB |
|
| 07/11/2023 |
ESMA33-128-777 |
List of designated competent authorities under Securitisation Regulation |
Securitisation |
Reference |
DOWNLOAD 347.33 KB |
|
| 06/11/2023 |
Net short thresholds |
Net short position notification thresholds for sovereign issuers |
Short Selling |
Reference |
DOWNLOAD 28.26 KB |
|
| 30/10/2023 |
ESMA71-545613100-2381 |
Froukelien Wendt's keynote speech at EACH CCP Risk Management Summit, 19 October 2023 |
CCP, Speeches |
Speech |
DOWNLOAD 115.85 KB |
|
| 30/10/2023 |
ESMA50-524821-2954 |
TRV Article - Evolution of EEA share market structure since MiFID II |
Risk monitoring, Trading |
Report |
DOWNLOAD 376.04 KB |
|
| 27/10/2023 |
ESMA32-67-802 |
Compliance table on the Guidelines on the enforcement of financial information |
Guidelines and Technical standards, Transparency |
Compliance table |
DOWNLOAD 156.53 KB |
|
| 27/10/2023 |
ESMA34-1615031185-543 |
Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation |
Fund Management, Guidelines and Technical standards |
Compliance table |
DOWNLOAD 298.67 KB |
|
| 27/10/2023 |
ESMA70-872942901-35 |
Q&A on MiFID II and MiFIR transparency topics |
Trading |
Q&A |
DOWNLOAD 848.53 KB |
|
| 26/10/2023 |
ESMA91-398-6343 |
Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia |
CCP, International cooperation |
Reference |
DOWNLOAD 263.98 KB |
|
| 26/10/2023 |
ESMA70-152-348 |
List of third-country CCPs recognised to offer services and activities in the Union |
CCP, Post Trading |
Reference |
DOWNLOAD 575.19 KB |
|
| 26/10/2023 |
Overview recruitments |
Overview recruitments |
Careers, Vacancies |
Reference |
DOWNLOAD 490.4 KB |
|
| Related documents |
|
| Summary |
Updated November 2023
|
| Translated versions |
|
|
| 25/10/2023 |
JC 2023 17 |
Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities |
Joint Committee, Supervisory convergence |
Report |
DOWNLOAD 336.07 KB |
|
| 25/10/2023 |
BoA-D-2023-03 |
Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA |
Board of Appeal |
Decision |
DOWNLOAD 313.35 KB |
|
| 25/10/2023 |
ESMA32-1283113657-1041 |
Report - Disclosures of Climate Related Matters in the Financial Statements |
Financial reporting, Sustainable finance |
Report |
DOWNLOAD 1.35 MB |
|
| 25/10/2023 |
ESMA32-992851010-1098 |
Summary of findings Results of a fact-finding exercise on corporate reporting practices under the Taxonomy Regulation |
Financial reporting, Sustainable finance |
Reference |
DOWNLOAD 315.94 KB |
|
