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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
03/11/2010 09-1218 21st meeting of the Market Participants Consultative Panel Final Report PDF
129.33 KB
05/07/2010 10-567 22nd meeting of the Market Participants Consultative Panel Final Report PDF
123.41 KB
03/11/2010 10-1159 23rd meeting of the Market Participants Consultative Panel Final Report PDF
122.85 KB
29/11/2013 2013/998 ES 28.11.13 | ESMA/2013/998 Directrices sobre el modelo de memorando de acuerdo relativo a la consulta, la cooperación y el intercambio de información en lo que respecta a la supervisión de las entidades de la DGFIA , Guidelines & Recommendations PDF
244.6 KB
29/11/2013 2013/998 RO 28.11.13 | ESMA/2013/998 Orientări referitoare la modelul de memorandum de înţelegere privind consultarea, cooperarea şi schimbul de informaţii în legătură cu supravegherea entităţilor prevăzute de DAFIA , Guidelines & Recommendations PDF
263.01 KB
29/11/2013 2013/998 SK 28.11.13 | ESMA/2013/998 Usmernenia o vzorovom memorande o porozumení o konzultáciách, spolupráci a výmene informácií v súvislosti s dohľadom nad subjektmi, na ktoré sa vzťahuje smernica o správcoch alternatívnych investičných fondov , Guidelines & Recommendations PDF
269.81 KB
17/12/2007 07-630 2nd extract from EECS’s database of enforcement decisions Final Report PDF
171.08 KB
28/02/2008 3L3 27/02/08 3L3 Chairs’ Joint Letter to EU Institutions submitting Draft Work Programmes Letter PDF
69.29 KB
15/10/2009 AMLTF 09 3L3 Compendium Paper on the supervisory implementation practices across EU Member States of the Third Money Laundering Directive [2005/60/EC] Final Report PDF
625.7 KB
23/04/2009 09-356 3L3 Joint Contribution to the European Commission’s consultation on the improvement of supervision for the financial services sector Final Report PDF
104.48 KB
01/09/2009 3L3 15/07/2009 3L3 Joint Contribution1 to the European Commission’s Communication on European Financial Supervision Final Report PDF
49.47 KB
18/12/2008 08-543b Annex 3L3 Mergers and Aquisitions guidelines- Feedback table Final Report PDF
180.56 KB
15/10/2009 AMLFT 09 3L3 Press Release on the Committees' compendium paper on the supervisory implementation practices of the Third Money Laundering Directive Press Release PDF
81.42 KB
29/01/2010 09-1176b 3L3 Report- cross-sector stock take and analysis on internal governance issues Final Report PDF
624.15 KB
06/02/2006 06-061 3L3 Work programme 2006 Reference PDF
32.01 KB
03/11/2009 09-1008 3L3 Work Programme 2010 Reference PDF
33.89 KB
08/01/2007 06-707 3L3 work programme for 2007 Reference PDF
104.35 KB
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as
19/05/2008 08-283 3rd extract from EECS’s database of enforcement decisions Final Report PDF
169.21 KB
23/12/2008 09-966 4th extract from EECS’s database of enforcement decisions Final Report PDF
210.73 KB
24/03/2009 09-252 5th extract from EECS’s database of enforcement decisions Final Report PDF
216.25 KB