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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|12/03/2014||2014/197||ESMA Risk Dashboard No.1, 2014||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|10/06/2013||2013/712||ESMA Risk Dashboard No.2, 2013||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|16/05/2014||2014/536||ESMA Risk Dashboard No.2, 2014||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|20/09/2013||2013/1139||ESMA Risk Dashboard No.3, 2013||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|15/11/2013||2013/1454||ESMA Risk Dashboard No.4, 2013||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|The European Securities and Markets Authority (ESMA) is publishing its Risk Dashboard No.4 for 2013. The Risk Dashboard provides a snapshot of risk issues in the third quarter of 2013 and covers the following areas: Economic environment and securities markets conditions; Liquidity Risk; Market Risk; Contagion Risk; and Credit Risk.|
|17/12/2014||ECO-2014/1||ESMA's Economic Report No 1, 2014- High-frequency trading activity in EU equity markets||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF
|18/04/2016||2016/623||ESMA's response to EC Consultation Non-binding Guidelines for reporting of non-financial information by companies||Transparency||Letter||PDF
|13/04/2018||ESMA40-133-624||ESMA's response to WP29 Consultation on Guidelines on Derogations||International cooperation, Supervisory convergence||Letter||PDF
|11/05/2005||05-274||Feedback Statement- Market Abuse Directive, Level 3 – first set of guidance and information on the common operation of the Directive||Market Abuse||Final Report||PDF
|26/07/2016||2016/1171||Final Report Draft Implementing Technical Standards on sanctions and measures under MAR||Market Abuse, Market Integrity||Final Report||PDF
|23/09/2020||ESMA70-155-10272||Final Report on Cum Ex and other multiple withholding tax reclaim schemes||Market Abuse, Market Integrity, Trading||Final Report||PDF
|08/10/2019||ESMA70-145-457||Final report on Draft Regulatory Technical Standards on cooperation arrangements under Regulation (EU) No 596/2014 on market abuse||Market Abuse||Final Report||PDF
|03/05/2019||ESMA35-43-1737||Final report on integrating sustainability risks and factors in the MIFID II||Audit, MiFID - Investor Protection, Sustainable finance||Final Report||PDF
|03/05/2019||ESMA34-45-688||Final report on integrating sustainability risks and factors in the UCITS Directive and the AIFMD||Fund Management, Sustainable finance||Final Report||PDF
|30/09/2016||2016/1412||Final Report on MAR Guidelines on commodity derivatives||Guidelines and Technical standards, Market Abuse, Market Integrity||Final Report||PDF
Article 7(5) of MAR provides that the European Securities and Markets Authority (ESMA) shall issue guidelines to establish a non-exhaustive indicative list of information which is reasonably expected or is required to be disclosed in accordance with legal or regulatory provisions in Union or national law, market rules, contract, practice or custom, on the relevant commodity derivatives markets or spot markets as referred to in Article 7(1)(b) of MAR. This final report follows the Consultation Paper (CP) issued on March 2016.
Section 2 contains information on the background and mandate, while Section 3 sets out ESMA’s feedback to the CP responses in relation to the scope of the guidelines, the financial instruments and products covered by the examples of information relating directly and indirectly to commodity derivatives and information directly relating to a spot market contract. It also indicates whether and where ESMA has changed the guidelines following the consultation.
Annex I lists questions raised in the CP. Annex 2 provides the legislative mandate on the basis of which ESMA is issuing these guidelines. Annex 3 sets out ESMA’s view on the costs and benefits associated with these guidelines. Annex 4 contains the text of the guidelines.
The guidelines in Annex 4 will be translated into the official languages of the European Union and published on the ESMA’s website. Within 2 months of the issuance of the translations, each national competent authority will have to confirm whether it complies or intends to comply with those guidelines. In the event that a national competent authority does not comply or does not intend to comply, it will have to inform ESMA, stating its reasons. ESMA will publish the fact that a national competent authority does not comply or does not intend to comply with those guidelines.
|01/06/2017||ESMA7--145-100||Final report on MAR ITS on cooperation between competent authorities||Market Abuse, Market Integrity||Final Report||PDF
|29/10/2020||ESMA70-156-3581||Final Report on SME GMs RTS-ITS under MAR||Market Abuse, Market Integrity||Final Report||PDF
|22/10/2021||JC 2021 50||Final report on taxonomy-related product disclosure RTS||Joint Committee, Sustainable finance||Final Report||PDF
|01/03/2021||ESMA30-379-471||Final Report- Advice on Article 8 of the Taxonomy Regulation||Sustainable finance||Final Report||PDF
|06/06/2013||2013/658||Final Report- ESMA-EBA Principles for Benchmark-Setting Processes in the EU||Risk Analysis & Economics - Markets Infrastructure Investors||Final Report||PDF