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The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.

6328 documents
Date Sort ascending Reference Title Sections Type Main document Info
10/11/2023 ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.41 KB
10/11/2023 ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.59 KB
10/11/2023 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
08/11/2023 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II Trading Compliance table DOWNLOAD 153.21 KB
08/11/2023 ESMA22-1669215091-5394 Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 171.43 KB
08/11/2023 ESMA Newsletter Newsletter October 2023 ESMA newsletter Reference DOWNLOAD 9.41 MB
07/11/2023 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Securitisation Reference DOWNLOAD 347.33 KB
06/11/2023 Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 28.26 KB
30/10/2023 ESMA71-545613100-2381 Froukelien Wendt's keynote speech at EACH CCP Risk Management Summit, 19 October 2023 CCP, Speeches Speech DOWNLOAD 115.85 KB
30/10/2023 ESMA50-524821-2954 TRV Article - Evolution of EEA share market structure since MiFID II Risk monitoring, Trading Report DOWNLOAD 376.04 KB
27/10/2023 ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 156.53 KB
27/10/2023 ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
27/10/2023 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 848.53 KB
26/10/2023 ESMA91-398-6343 Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia CCP, International cooperation Reference DOWNLOAD 263.98 KB
26/10/2023 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union CCP, Post Trading Reference DOWNLOAD 575.19 KB
26/10/2023 Overview recruitments Overview recruitments Careers, Vacancies Reference DOWNLOAD 490.4 KB
Related documents

Updated November 2023

Translated versions
25/10/2023 JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB
25/10/2023 BoA-D-2023-03 Board of Appeal of the ESAs - Decision on Dubai Commodities Clearing Corporation (DCCC) vs ESMA Board of Appeal Decision DOWNLOAD 313.35 KB
25/10/2023 ESMA32-1283113657-1041 Report - Disclosures of Climate Related Matters in the Financial Statements Financial reporting, Sustainable finance Report DOWNLOAD 1.35 MB
25/10/2023 ESMA32-992851010-1098 Summary of findings Results of a fact-finding exercise on corporate reporting practices under the Taxonomy Regulation Financial reporting, Sustainable finance Reference DOWNLOAD 315.94 KB