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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/05/2014 2014/SMSG/10 SMSG position paper on Crowdfunding Securities and Markets Stakeholder Group SMSG Advice PDF
131.44 KB
07/07/2014 2014/SMSG/11 SMSG reply to ESMA DP on Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice PDF
209.54 KB
29/04/2014 2014/SMSG/14 SMSG reply to ESMA consultation on CRA3 Implementation Securities and Markets Stakeholder Group SMSG Advice PDF
95.17 KB
07/07/2014 2014/SMSG/15 SMSG position paper on Alternative Performance Measures Securities and Markets Stakeholder Group SMSG Advice PDF
145.69 KB
04/06/2014 2014/SMSG/30 SMSG reply to ESMA consultation on draft RTS for the transparency directive Securities and Markets Stakeholder Group SMSG Advice PDF
160.14 KB
03/09/2014 2014/SMSG/35 SMSG advice- Investor Protection Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice PDF
442.89 KB
03/09/2014 2014/SMSG/36 SMSG advice- Trading Venues Aspects of the Consultation Paper on MiFID II and MiFIR Securities and Markets Stakeholder Group SMSG Advice PDF
193.74 KB
03/09/2014 2014/SMSG/37 SMSG advice- Transparency and trading obligations (equities) aspects of the Consultation Paper and Discussion Paper on MiFID II/MiFIR Securities and Markets Stakeholder Group SMSG Advice PDF
197.86 KB
03/09/2014 2014/SMSG/38 SMSG advice- Transparency for the trading of non-equity instruments Securities and Markets Stakeholder Group SMSG Advice PDF
112.76 KB
28/10/2014 2014/SMSG/42 SMSG advice- Data publication Securities and Markets Stakeholder Group SMSG Advice PDF
633.88 KB
13/10/2014 2014/SMSG/47 SMSG advice- Response to ESMA’s Consultation Paper on concerning the Market Abuse Regulation Securities and Markets Stakeholder Group SMSG Advice PDF
225.37 KB
11/12/2014 2014/SMSG/51 SMSG advice- EuSEF/EuVECA Securities and Markets Stakeholder Group SMSG Advice PDF
112.66 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Market Abuse Technical Advice PDF
1021.03 KB		 This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
22/01/2015 2015/SMSG/003 SMSG Response to ESMA’s Consultation Paper on Draft Regulatory Technical Standards on prospectus related issues under the Omnibus II Directive Securities and Markets Stakeholder Group SMSG Advice PDF
286.08 KB
20/02/2015 2015/SMSG/005 SMSG advice paper on PRIIPS Securities and Markets Stakeholder Group SMSG Advice PDF
362.86 KB
03/03/2015 2015/SMSG/011 SMSG Advice – The Use of Credit Ratings by Financial Intermediaries Article 5(a) of the CRA Regulation Securities and Markets Stakeholder Group SMSG Advice PDF
219.99 KB
27/03/2015 2015/SMSG/016 SMSG Advice on cross-selling Securities and Markets Stakeholder Group SMSG Advice PDF
92.49 KB
19/05/2015 2015/SMSG/017 PART I SMSG Contribution to the Green Paper on CMU- PART I Securities and Markets Stakeholder Group SMSG Advice PDF
274.66 KB
19/05/2015 2015/SMSG/017 PART II SMSG Contribution to the Green Paper on CMU- PART II Securities and Markets Stakeholder Group SMSG Advice PDF
384.44 KB
19/05/2015 2015/SMSG/017 PART III SMSG Contribution to the Green Paper on CMU- PART III Securities and Markets Stakeholder Group SMSG Advice PDF
470.85 KB

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