ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/04/2020 ESMA22-106-2365 SMSG advice Inv services third country SMSG Advice PDF
163.99 KB
13/04/2016 2016/SMSG/010 SMSG Advice MAR Guidelines SMSG Advice PDF
152.68 KB
24/07/2015 2015/SMSG/20 SMSG Advice on Assessment of Knowledge and Competence in the Context of MiFID II SMSG Advice PDF
362.66 KB
27/03/2015 2015/SMSG/016 SMSG Advice on cross-selling SMSG Advice PDF
92.49 KB
23/04/2020 ESMA22-106-2354 SMSG advice on Equity Transparency SMSG Advice PDF
111.61 KB
18/02/2016 2015/SMSG/036 SMSG Advice on ESEF , SMSG Advice PDF
109.63 KB
15/09/2020 ESMA22-106-2858 SMSG advice on ESG disclosure , SMSG Advice PDF
251.29 KB
28/10/2019 ESMA22-106-1991 SMSG Advice on ESMA's Consultation on Prospectus disclosure requirements SMSG Advice PDF
132.03 KB
10/05/2016 2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies SMSG Advice PDF
75.25 KB
06/11/2019 ESMA22106-2002 SMSG advice on ESMA’s CP on the MiFID II compliance function SMSG Advice PDF
212.25 KB
17/11/2017 ESMA22-106-474 SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements SMSG Advice PDF
771.46 KB
27/09/2012 2012/SMSG/60 SMSG advice on Guidelines on sound remuneration policies under the AIFMD SMSG Advice PDF
81.39 KB
21/01/2020 ESMA22-106-2077 SMSG Advice on Joint Consultation Paper on PRIIPs KID , SMSG Advice PDF
426.62 KB
15/11/2019 ESMA22-106-2007 SMSG advice on product intervention SMSG Advice PDF
278.26 KB
27/09/2018 ESMA22-106-1301 SMSG Advice on Sustainable Finance SMSG Advice PDF
855.07 KB
23/04/2020 ESMA22-106-2355 SMSG advice on Systematic Internalisers SMSG Advice PDF
127.18 KB
13/07/2015 SMSG 09/07/15 SMSG Advice on the Commission’s Green Paper “Building a Capital Markets Union” SMSG Advice PDF
781.74 KB
07/03/2017 ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability , SMSG Advice PDF
150.61 KB

SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders

15/11/2019 ESMA22-106-2008 SMSG advice on UCITS performance fees SMSG Advice PDF
154.89 KB
20/02/2015 2015/SMSG/005 SMSG advice paper on PRIIPS SMSG Advice PDF
362.86 KB