ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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13/01/2014 | BoA 2013-014 | Board of Appeal Decision Global Private Rating Company v. ESMA | Joint Committee, Board of Appeal | Decision | PDF 361.96 KB |
Board of Appeal of the European Supervisory Authorities dismisses appeal made by a refused CRA-applicant against ESMA On 10 January 2014, the Board of Appeal of the European Supervisory Authorities handed down its decision on an appeal by the appellant, Global Private Rating Company “Standard Rating” Ltd, against the refusal by the European Securities and Markets Authority (ESMA) to register it as a credit rating agency. This is the first appeal against a decision by ESMA refusing an applicant registration as a credit rating agency. The Board of Appeal unanimously decided that the appeal should be dismissed, and that ESMA’s refusal decision should be confirmed. It stated that it accepted the appellant’s point that the registration of a credit rating agency by ESMA is a new process, and recognised that the procedures will to an extent take time fully to work out. Nevertheless, because of the responsibilities placed on credit rating agencies and their importance in the financial system generally, it considered that the onus must be on an applicant to satisfy ESMA that the relevant requirements are met. The application and its contents must be very clear, and it is not ESMA’s responsibility as regulator to remedy deficiencies. | |||
30/04/2018 | BoA 2018-01 | Decision in an appeal by A v ESMA | Board of Appeal, Joint Committee | Decision | PDF 392.62 KB |
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14/08/2015 | BOA/2015/001 | Decision of the Board of Appeal of the European Supervisory Authorities given under Article 60 of Regulation (EU) No 1094/2010 and the Board of Appeal’s Rules of Procedure (BOA 2012 002) | Joint Committee, Board of Appeal | Decision | PDF 147.78 KB |
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04/09/2020 | ESMA/2020/VAC10/AD14 | Vacancy Notice- Executive Director- VAC10/AD14 | Vacancies | Vacancy | PDF 175.73 KB |
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15/07/2020 | ESMA/2020/VAC11/AD15 | Vacancy Notice ESMA Chair AD15 | Vacancies | Vacancy | PDF 173.13 KB |
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23/07/2018 | ESMA22-106-1043 | Summary of Conclusions Board of Supervisors meeting 23-24 May 2018 | Board of Supervisors | Summary of Conclusions | PDF 358.77 KB |
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03/10/2018 | ESMA22-106-1066 | Summary of Conclusions Board of Supervisors meeting 11 July 2018 | Board of Supervisors | Summary of Conclusions | PDF 432.61 KB |
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30/11/2018 | ESMA22-106-1343 | Summary of Conclusions Board of Supervisors meeting 26 September 2018 | Board of Supervisors | Summary of Conclusions | PDF 352.45 KB |
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10/01/2019 | ESMA22-106-1393 | Summary of Conclusions Board of Supervisors meeting 7 November 2018 | Board of Supervisors | Summary of Conclusions | PDF 337.59 KB |
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14/02/2019 | ESMA22-106-1627 | Summary of Conclusions Board of Supervisors meeting 18 December 2018 | Board of Supervisors | Summary of Conclusions | PDF 297.86 KB |
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29/04/2019 | ESMA22-106-1676 | Summary of Conclusions Board of Supervisors meeting 30 January 2019 | Board of Supervisors | Summary of Conclusions | PDF 310.48 KB |
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28/03/2019 | ESMA22-106-1685 | Summary of Conclusions Board of Supervisors call 5 March 2019 | Board of Supervisors | Summary of Conclusions | PDF 288.98 KB |
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08/05/2019 | ESMA22-106-1729 | Summary of Conclusions Board of Supervisors meeting 26 March 2019 | Board of Supervisors | Summary of Conclusions | PDF 485.75 KB |
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19/06/2019 | ESMA22-106-1773 | Summary of Conclusions Board of Supervisors Conference call 10 April 2019 | Board of Supervisors | Summary of Conclusions | PDF 151.41 KB |
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16/07/2019 | ESMA22-106-1821 | Summary of Conclusions Board of Supervisors meeting 23 May 2019 | Board of Supervisors | Summary of Conclusions | PDF 199.56 KB |
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06/08/2019 | ESMA22-106-1868 | Summary of Conclusions Board of Supervisors Conference call 1 July 2019 | Board of Supervisors | Summary of Conclusions | PDF 115.69 KB |
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17/09/2019 | ESMA22-106-1895 | Summary of Conclusions Board of Supervisors meeting 11 July 2019 | Board of Supervisors | Summary of Conclusions | PDF 356.03 KB |
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10/09/2019 | ESMA22-106-1925 | Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 | Board of Supervisors, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 95.54 KB |
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18/10/2019 | ESMA22-106-1929 | Summary of Conclusions Board of Supervisors Conference call 9 September 2019 | Board of Supervisors | Summary of Conclusions | PDF 197.84 KB |
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09/12/2019 | ESMA22-106-1980 | SoC ESMA Board of Supervisors October 2019 | Board of Supervisors | Summary of Conclusions | PDF 311 KB |