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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
09/10/2019 ESMA70-156-1010 On the application of waivers and deferrals Annual Report PDF
7.3 MB
09/10/2020 ESMA70-156-3300 MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) Annual Report PDF
477.23 KB
14/12/2017 ESMA70-151-957 MiFID II Q&A on post-trading issues , Q&A PDF
280.02 KB
18/12/2020 ESMA-70-156-2368 MiFID II Consultation Paper on Algorithmic Trading , Consultation Paper PDF
1.64 MB
13/09/2022 JC 2022 47 List of SFDR queries requiring the interpretation of Union law , Q&A PDF
171.44 KB
16/07/2012 ESMA 2011 MT L-Awtorità Ewropea tat-Titoli u s-Swieq- Rapport Annwali 2011 Annual Report PDF
120.46 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR MT L-Awtorità Ewropea tat-Titoli u s-Swieq Annual Report PDF
333.12 KB
MT - Din it-traduzzjoni giet ipprovduta  mic-Centru tat-Traduzzjoni ghall-Korpi tal-Unjoni Ewropea.
23/04/2020 JC 2020 16 Joint ESA consultation on ESG disclosures , Consultation Paper PDF
911.13 KB
23/12/2015 2015/1909 Guidelines on Transaction Reporting Reference Data Order Record Keeping and Clock Synchronisation Consultation Paper PDF
3.46 MB

The European Securities and Markets Authority's (ESMA) consultation paper seeks stakeholders’ views on the draft guidance on the application of the provisions of the ESMA RTS on transaction reporting, instrument reference data, order record keeping and clock synchronisation (RTS 22, 23, 24 and 25). This guidance complements the technical standards and will be essential for the consistent implementation of the new MiFIR rules.

Section 1 specifies individual scenarios applicable to a given transaction reporting activity. Each of the scenarios is accompanied with the precise technical formats and schema to be used to represent the specific reportable values. Section 2 specifies scenarios applicable to specific order record keeping activities. In addition to the reporting and record keeping scenarios, these sections also provide a number of other clarifications on the application of the requirements under the new technical standards which were requested by the market participants during the consultations on the MiFID II technical standards but could not be addressed in the final technical standards due to the level of detail and specificity of such requests. Section 3 provides clarifications on the application of the clock synchronisation requirements.

ESMA will consider the feedback it received to this consultation in Q2 2016 and expects to publish in the second half of 2016.

06/10/2016 2016/1440 Guidelines on the calibration, publication and reporting of trading halts Consultation Paper PDF
946.62 KB
09/07/2020 ESMA74-362-608 Guidelines on calculation of positions in SFTs by Trade Repositories , Consultation Paper PDF
799.81 KB
28/09/2015 2015-ESMA-1464 Final Report- draft RTS and ITS on MIFID II and MiFIR Technical Standards PDF
2.74 MB
19/12/2014 2014/1571 Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation Technical Standards PDF
281.16 KB
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision.
28/09/2015 2015-ESMA-1455 Final Report MAR TS Technical Standards PDF
1.77 MB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR Technical Standards PDF
736.79 KB
28/02/2017 ESMA70-872942901-21 - annex Final Draft RTS on packaged orders Technical Standards PDF
334.25 KB
17/09/2012 2012/580 Exemption for market making activities and primary market operations under Regulation (EU) 236/2012 of the European Parliament and the Council on short selling and certain aspects of Credit Default Swaps Consultation Paper PDF
307.31 KB
16/07/2012 ESMA 2011 CS Evropský orgán pro cenné papíry a trhy Výroční zpráva za rok 2011 Annual Report PDF
240.29 KB
This is a summary of the 2011 annual report of ESMA.
28/11/2014 ESMA 2013 AR CS Evropský orgán pro cenné papíry a trhy Annual Report PDF
404.2 KB
CS - Tento překlad vypracovalo Překladatelské středisko pro instituce Evropské unie.
16/07/2012 ESMA 2011 SL Evropski organ za vrednostne papirje in trge- Letno poročilo za leto 2011 Annual Report PDF
118.15 KB
This is a summary of the 2011 annual report of ESMA.