ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
106
REFINE YOUR SEARCH
Sections
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- Securities and Markets Stakeholder Group (76) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (27) Apply MiFID - Investor Protection filter
- Post Trading (8) Apply Post Trading filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Information (2) Apply Corporate Information filter
- Sustainable finance (2) Apply Sustainable finance filter
- Transparency (2) Apply Transparency filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market Abuse (1) Apply Market Abuse filter
- Prospectus (1) Apply Prospectus filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Press Release (316) Apply Press Release filter
- Letter (196) Apply Letter filter
- Reference (190) Apply Reference filter
- Guidelines & Recommendations (85) Apply Guidelines & Recommendations filter
- Opinion (83) Apply Opinion filter
- Statement (77) Apply Statement filter
- Consultation Paper (71) Apply Consultation Paper filter
- Final Report (65) Apply Final Report filter
- Report (32) Apply Report filter
- Speech (28) Apply Speech filter
- Q&A (12) Apply Q&A filter
- Compliance table (11) Apply Compliance table filter
- Decision (11) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Annual Report (5) Apply Annual Report filter
- CESR Document (4) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Corporate Disclosure X Benchmarks X Warnings and publications for investors X Press Releases X Joint Committee X Technical Standards X SMSG Advice X Investor Warning X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
10/09/2012 | 2012/557 CZ | ESMA (Evropský orgán pro cenné papíry a trhy) varuje retailové investory před nástrahami on-line investování | Warnings and publications for investors | Investor Warning | PDF 520.09 KB |
ESMA (Evropský orgán pro cenné papíry a trhy) varuje retailové investory před nástrahami on-line investování | |||
10/09/2012 | 2012/557 DA | ESMA advarer detailinvestorer om faldgruber ved onlineinvestering | Warnings and publications for investors | Investor Warning | PDF 532.44 KB |
ESMA advarer detailinvestorer om faldgruber ved onlineinvestering | |||
10/09/2012 | 2012/557 ES | ESMA advierte a los inversores por cuenta propia sobre los peligros de la inversión en línea | Warnings and publications for investors | Investor Warning | PDF 403.73 KB |
ESMA advierte a los inversores por cuenta propia sobre los peligros de la inversión en línea | |||
10/09/2012 | 2012/557 RO | ESMA avertizează micii investitori cu privire la capcanele investiţiilor online | Warnings and publications for investors | Investor Warning | PDF 422.25 KB |
ESMA avertizează micii investitori cu privire la capcanele investiţiilor online | |||
21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
10/09/2012 | 2012/557 SV | Esma varnar icke-professionella investerare för fällor vid investeringar via internet | Warnings and publications for investors | Investor Warning | PDF 372.31 KB |
Esma varnar icke-professionella investerare för fällor vid investeringar via internet | |||
10/09/2012 | 2012/557 FI | ESMA varoittaa piensijoittajia online-sijoittamisen sudenkuopista | Warnings and publications for investors | Investor Warning | PDF 751.81 KB |
ESMA varoittaa piensijoittajia online-sijoittamisen sudenkuopista | |||
10/09/2012 | 2012/557 SK | ESMA varuje retailových investorov pred nástrahami online investovania | Warnings and publications for investors | Investor Warning | PDF 436.28 KB |
ESMA varuje retailových investorov pred nástrahami online investovania | |||
10/09/2012 | 2012/557 | ESMA warns retail investors about the pitfalls of online investing | Warnings and publications for investors | Investor Warning | PDF 476.08 KB |
||||
10/09/2012 | 2012/557 DE | ESMA warnt Kleinanleger vor Fallen bei Online-Investitionen | Warnings and publications for investors | Investor Warning | PDF 428.89 KB |
ESMA warnt Kleinanleger vor Fallen bei Online-Investitionen | |||
10/09/2012 | 2012/557 LT | ESMA įspėja neprofesionaliuosius investuotojus apie investavimo internetu pavojus | Warnings and publications for investors | Investor Warning | PDF 592.6 KB |
ESMA įspėja neprofesionaliuosius investuotojus apie investavimo internetu pavojus | |||
10/09/2012 | 2012/557 BG | ESMA предупреждава инвеститорите на дребно за рисковете, свързани с инвестирането онлайн | Warnings and publications for investors | Investor Warning | PDF 673.81 KB |
ESMA предупреждава инвеститорите на дребно за рисковете, свързани с инвестирането онлайн | |||
10/09/2012 | 2012/557 PL | EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online | Warnings and publications for investors | Investor Warning | PDF 424.04 KB |
EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online | |||
10/09/2012 | 2012/557 ET | Euroopa Väärtpaberiturujärelevalve hoiatab jaeinvestoreid elektroonilise investeerimise probleemide eest | Warnings and publications for investors | Investor Warning | PDF 584.66 KB |
Euroopa Väärtpaberiturujärelevalve hoiatab jaeinvestoreid elektroonilise investeerimise probleemide eest | |||
10/09/2012 | 2012/557 SL | Evropski organ za vrednostne papirje in trge (ESMA) opozarja male vlagatelje na pasti spletnih naložb | Warnings and publications for investors | Investor Warning | PDF 407.45 KB |
Evropski organ za vrednostne papirje in trge (ESMA) opozarja male vlagatelje na pasti spletnih naložb |