ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
483
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Corporate Information X Board of Supervisors X Brexit X Short Selling X Market Abuse X CESR Archive X Technical Advice X Annual Report X CESR Document X Reference X
Reset all filters
Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
30/10/2003 03-378b The role of CESR in the regulation and supervision of UCITS and asset management in the EU Reference PDF
123.55 KB
CESR publishes today a consultation paper setting out how it proposes to prepare for its new role in the regulation of Asset Management and Unit Collective Investment Schemes (UCITS) in Europe. This also includes establishing how European securities regulators will work until these responsibilities are transferred from the UCITS Contact Committee established by the European Commission to CESR and includes specific areas where CESR proposes to begin work. CESR sets out the three principles that will underpin its work in this area until it formally receives responsibility for providing advice to the Commission for portfolio management activities from the European Union. These principles include the commitment that: Any future work done by CESR regarding UCITS would have to be conducted in full coherence with the EU institutional framework; CESR should take in a global vision of the so-called
30/12/2003 03-323e Recommendation for additional guidance regarding the implementation of International Financial Reporting Standards (IFRS) CESR Document PDF
161.3 KB
CESR publishes today its recommendation for regulators on how listed companies can effectively manage the communication of the financial impact of transitioning to international accounting standards in 2005. CESR considers it essential that the transition must be carefully monitored by regulators to ensure that every company continues to meet its reporting requirements and that investors are able to understand the effect of the new reporting standards on the financial position of listed companies. European companies whose securities are traded on a regulated market will be required by the European Regulation n
30/12/2003 03-490b Preparing for the implementation of Financial Reporting Standards (IFRS)- Feedback Statement CESR Document PDF
137.69 KB
03/03/2004 03-396 CESR Annual Report for 2003 Annual Report PDF
1.54 MB
CESR presents its Annual Report for 2003 to the European Commission, the European Parliament and the Ecofin Council. The Annual Report provides a thorough overview of the work of CESR and sets out our work plan for 2004. The report includes an explanation of the institutional framework within which CESR works and comments on the market trends of 2003. It also includes a chapter on each working group established within CESR and outlines the key points and progress made under each area. Looking to 2004, the annual report sets out the main priorities and indicates when various projects identified are expected to take place.
04/03/2004 03-497b List of Alternative Trading Systems Currently operating in Member States (updated on 7 April 2004) Reference PDF
129.53 KB
04/03/2004 03-432b Synthesis Table” regarding CESR Standards for Alternative Trading Systems Reference PDF
153.77 KB
The so-called
04/03/2004 03-427b Synthesis Table” regarding CESR Standards for Investor Protection (49 pages) Reference PDF
1.33 MB
The so-called
04/03/2004 04-075 List of Legislative Measures quoted in the Correspondence Tables Reference PDF
298.12 KB
This list contains all legislative measures which Members quoted in their Correspondence Tables as implementing measures. Where available, hyperlinks to the full text of the specific legislative measure are provided.
04/03/2004 04-057 CESR Guidelines for the Consistent Implementation of the Proposed Commission's Regulation on Prospectus- Call for Evidence CESR Document PDF
84.83 KB
Prospectus Directive and accompanying Regulation establishes a harmonised format for Prospectus in Europe and enables companies to use this Prospectus to list on all European markets without having to re-apply for approval from the local regulator and by so doing help companies avoid the inherent delays and costs that this may involve. As a result of this new legislation, consumers can also be assured of more consistent and standardised information which will enable them to compare more effectively the various share offers available from a wider number of European listed companies. This is likely to lead to a greater range of products available to consumers and will encourage European companies to list and offer on a number of exchanges or markets due to the strengthening and simplification of the regulatory regime.
04/03/2004 04-127 Indicative timetable for CESR’s work on guidelines for the consistent implementation of the proposed Commission Regulation on Prospectus Reference PDF
48.37 KB
22/04/2004 03-317c Standard No. 2 on Financial Information- Co-ordination of enforcement activities CESR Document PDF
90.15 KB
CESR releases today the standard on the organisation of greater co-ordination of enforcement activities by supervisors of financial information in Europe
22/04/2004 04-045b Standard No. 2 on Financial Information- Co-ordination of enforcement activities- Feedback Statement CESR Document PDF
96.23 KB
04/06/2004 04-241 final Terms of reference for the cooperation and collaboration regarding market risks and regulatory projects between the US SEC and CESR Reference PDF
48.19 KB
09/06/2004 04-160 Mandate for the Expert Group on Investment Management Reference PDF
81.39 KB
24/06/2004 04-225b CESR’s recommendations for the consistent implementation of the European Commission’s Regulation on Prospectuses nº 809/2004 CESR Document PDF
712.97 KB
25/06/2004 04-257 Guidelines for Implementation of Co-ordination of Enforcment of Financial Information CESR Document PDF
96.76 KB
06/10/2004 04-382 Interim report on the activities of CESR to the European Commission Annual Report PDF
167.29 KB
CESR publishes today its Interim Report on the Activities of CESR to the European Commission. This report aims at providing half year information on the activities of CESR to the European Commission, the European Parliament and the European Securitities Committee.
21/10/2004 04-434 CESR guidelines for supervisors regarding the transitional provisions of the amending UCITS Directives (2001/107/EC amd 2001/108/EC) CESR Document PDF
168.28 KB
22/10/2004 04-561 Standards for securities clearing and settlement systems in the European Union CESR Document PDF
531.56 KB
28/10/2004 04-586 Formal Mandate to CESR for Advice on Possible Modifications to the UCITS Directive in the form of Clarification of Defenitions Concerning Eligible Assets for Investment of UCITS Reference PDF
164.56 KB