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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|27/05/2019||ESMA70-145-1395||DATA_templates TRs||Market Integrity, Post Trading||Reference||XLS
|27/05/2019||ESMA70-145-1397||TRs IC_templates||Market Integrity, Post Trading||Reference||XLS
|27/05/2019||ESMA70-145-1399||Response form for consultation on Guidelines on periodic information and notification of material changes to be submitted to ESMA by Trade Repositories||Market Integrity, Post Trading||Reference||DOCX
|30/04/2019||ESMA35-43-1912||CFD Renewal 3- Notice||MiFID - Investor Protection||Reference||PDF
|04/04/2019||ESMA35-36-1640||MiFID II Supervisory Briefing on Appropriateness||MiFID - Investor Protection||Reference||PDF
|27/03/2019||ESMA35-43-1862||BO Renewal Decision 3 Notice||MiFID - Investor Protection||Reference||PDF
|22/03/2019||esma35-36-1590||Presentation on CPs MIFID-UCITS-AIFMD||Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|11/02/2019||ESMA35-43-1493||MiFID II supervisory briefing on the use of third-country branches by EU firms||Brexit, MiFID - Investor Protection, Supervisory convergence||Reference||PDF
|07/02/2019||ESMA50-157-1588||ESMA Risk Assessment Work Programme 2019||Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|16/01/2019||ESMA70-145-1184||Report Application Accepted Market Practices||Market Abuse, Market Integrity||Report||PDF
|09/01/2019||ESMA50-157-1391||Advice on Initial Coin Offerings and Crypto-Assets||Innovation and Products||Report||PDF
|09/01/2019||ESMA50-157-1384||Annex- Legal qualification of crypto-assets – survey to NCAs||Innovation and Products||Reference||PDF
|07/01/2019||JC 2018 74||Joint ESA report on Regulatory sandboxes and innovation hubs||Innovation and Products, Joint Committee||Report||PDF
|04/12/2018||ESMA50-157-1377||Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee||Innovation and Products||Reference||PDF
|04/12/2018||ESMA50-157-1377 Application form||FISC CWG Application Form||Innovation and Products||Reference||DOCX
|13/11/2018||ESMA35-43-1206||MiFID II Supervisory Briefing on Suitability||MiFID - Investor Protection||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/10/2018||ESMA35-43-1391||Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options||MiFID - Investor Protection||Reference||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF