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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
17/04/2012 2012/108 ESMA budget for 2012 Reference PDF
180.43 KB
07/05/2012 2012/275 ESMA’s 2012 Regulatory Work Programme Reference PDF
198.04 KB
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA.    The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams.  
22/06/2012 2012/382 MiFID Q&A in the area of investor protection and intermediaries Q&A PDF
319.78 KB
25/06/2012 2012/379 Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories Consultation Paper PDF
2.12 MB

This consultation paper includes the Regulatory and Implementing Technical Standards ESMA is required to draft under the Regulation of the European Parliament and Council on OTC derivatives, central counterparties and trade repositories (EMIR). It covers implementing measures for the application of the clearing obligation for risk mitigation techniques, exemptions for non-financial counterparties and intra-group transactions, requirements for CCPs and reporting and disclosure obligations for trade repositories. 

25/06/2012 ESMA 2011 ESMA annual report for 2011 Annual Report PDF
2.97 MB
This annual report is the first annual report of ESMA.
06/07/2012 2012/387 en Guidelines on certain aspects of the MiFID suitability requirements Guidelines & Recommendations PDF
298.21 KB
06/07/2012 2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements Guidelines & Recommendations PDF
305.13 KB
06/07/2012 2012/387 Final report Guidelines on certain aspects of the MiFID suitability requirements , Final Report PDF
444.15 KB
06/07/2012 2012/388 Guidelines on certain aspects of the MiFID compliance function requirements Guidelines & Recommendations PDF
442.44 KB
06/07/2012 2012/424 ESMA publishes MiFID guidelines to enhance investor protection , Press Release PDF
118.08 KB
The European Securities and Markets Authority (ESMA) has today published two final sets of guidelines aimed at enhancing the protection of investors in the EU. The guidelines relate to the provisions under the Markets in Financial Instruments Directive (MiFID) relating to the suitability of investment advice and the compliance function.
16/07/2012 ESMA 2011 BG Европейски орган за ценни книжа и пазари Годишен доклад за 2011 г Annual Report PDF
421.75 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 CS Evropský orgán pro cenné papíry a trhy Výroční zpráva za rok 2011 Annual Report PDF
240.29 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 DA Den Europæiske Værdipapir- og Markedstilsynsmyndighed- Årsberetning 2011 Annual Report PDF
121.17 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 NL Europese Autoriteit voor effecten en markten- Jaarverslag 2011 Annual Report PDF
124.08 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 ET Euroopa Väärtpaberiturujärelevalve- 2011. aasta aruanne Annual Report PDF
113.37 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 FI Euroopan arvopaperimarkkinaviranomainen- Vuosikertomus 2011 Annual Report PDF
120.94 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 FR Autorité européenne des marchés financiers- Rapport annuel 2011 Annual Report PDF
126.82 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 DE Europäische Wertpapier- und Marktaufsichtsbehörde- Jahresbericht 2011 Annual Report PDF
150.57 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 EL Ευρωπαϊκή Αρχή Κινητών Αξιών και Αγορών- Ετήσια έκθεση 2011 Annual Report PDF
173.61 KB
This is a summary of the 2011 annual report of ESMA.
16/07/2012 ESMA 2011 HU Európai Értékpapír-piaci Hatóság- Éves jelentés 2011 Annual Report PDF
119.25 KB
This is a summary of the 2011 annual report of ESMA.