ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/10/2018 ESMA22-106-1353 SMSG Advice Response to ESMA CP on non-significant benchmarks guidelines SMSG Advice PDF
141.37 KB
19/10/2018 ESMA22-106-1338 SMSG Advice- Own Initiative Report on Initial Coin Offerings and Crypto-Assets SMSG Advice PDF
1.52 MB
27/09/2018 ESMA22-106-1301 SMSG Advice on Sustainable Finance SMSG Advice PDF
855.07 KB
04/04/2018 ESMA 22-106-897 SMSG comments on the Commission proposals regarding the operation of the ESAs’ Stakeholder Groups SMSG Advice PDF
120.92 KB
19/03/2018 ESMA22-106-911 SMSG Advice- Response to ESMA’s Consultation Paper on draft regulatory technical standards under the new Prospectus Regulation SMSG Advice PDF
300.8 KB
12/02/2018 ESMA50-164-1284 ESA warning on virtual currencies , Investor Warning PDF
563.64 KB
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17/11/2017 ESMA22-106-474 SMSG Advice on Guidelines on certain aspects of the MiFID II suitability requirements SMSG Advice PDF
771.46 KB
23/10/2017 ESMA22-106-407 SMSG Advice- Response to the Public Consultation on Prospectus Regulation Level 2 SMSG Advice PDF
165.79 KB
22/06/2017 ESMA22-106-265 SMSG Advice- Securities lending Report SMSG Advice PDF
141.55 KB
22/06/2017 ESMA22-106-264 SMSG Advice- Own Initiative Report Product Intervention SMSG Advice PDF
1.08 MB
17/05/2017 ESMA22-106-210 SMSG Advice- Response to the Public Consultation on the Operations of the European Supervisory Authorities SMSG Advice PDF
523.99 KB
25/04/2017 ESMA22-106-196 Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions SMSG Advice PDF
144.22 KB
31/03/2017 ESMA35-36-794 Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID Q&A PDF
948.76 KB
07/03/2017 ESMA22-106-140 SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability , SMSG Advice PDF
150.61 KB

SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders

17/01/2017 2016/SMSG/024 SMSG Advice- Response to ESMA’s Consultation Paper on MiFID II product governance SMSG Advice PDF
202.01 KB
16/12/2016 2016/SMSG/022 SMSG Advice- Response to ESMA’s Consultation Paper on Draft technical standards under the Benchmarks Regulation SMSG Advice PDF
165.4 KB
25/07/2016 2016/1166 Warning about CFDs, binary options and other speculative products , Investor Warning PDF
149.13 KB
14/06/2016 2016/SMSG/014 SMSG Position Paper on Supervisory Convergence SMSG Advice PDF
174.38 KB
10/05/2016 2016/SMSG/011 SMSG Advice on ESMA's DP on the validation and review of CRAs’ methodologies SMSG Advice PDF
75.25 KB
13/04/2016 2016/SMSG/010 SMSG Advice MAR Guidelines SMSG Advice PDF
152.68 KB