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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
02/04/2013 2013/74 ET Turutegemise ja esmasturuga seotud toimingute suhtes kohaldatavad erandid vastavalt Euroopa Parlamendi ja nõukogu määrusele (EL) nr 236/2012 lühikeseks müügi ja krediidiriski vahetustehingute teatavate aspektide kohta , Guidelines & Recommendations PDF
538.28 KB
20/03/2013 2013/319 The consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , Guidelines & Recommendations PDF
540.48 KB

This document contains an update of the CESR recommendations.

19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR , Technical Advice PDF
2.8 MB
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II Technical Advice PDF
464.68 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
01/10/2013 2013/606 ET Tasustamispoliitika ja-tavad (finantsinstrumentide turgude direktiiv) , Guidelines & Recommendations PDF
236.61 KB
28/09/2012 2012/388 ET Suunised finantsinstrumentide turgude direktiivis (MiFID) sätestatud vastavuskontrolli funktsiooni käsitlevate nõuete teatud aspektide kohta , Guidelines & Recommendations PDF
313.13 KB
06/02/2014 2012/387 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz primjerenost Guidelines & Recommendations PDF
259.07 KB
06/02/2014 2012/388 HR Smjernice o određenim aspektima MiFID-ovih zahtjeva vezanih uz funkciju praćenja usklađenosti Guidelines & Recommendations PDF
269.15 KB
04/12/2015 2013/74 HR Smjernice Izuzeće za aktivnosti održavanja tržišta i aktivnosti na primarnom tržištu u skladu s Uredbom (EU) 236/2012 Europskog parlamenta i Vijeća o kratkoj prodaji i određenim aspektima kreditnih izvedenica na osnovi nastanka statusa neispunjavanja obve Guidelines & Recommendations PDF
671.15 KB
21/08/2012 2012/387 SL Smernice o nekaterih vidikih zahtev glede primernosti iz direktive MiFID , Guidelines & Recommendations PDF
342.3 KB
28/09/2012 2012/388 SL Smernice o določenih vidikih zahtev funkcije skladnosti iz direktive MiFID , Guidelines & Recommendations PDF
365.04 KB
02/04/2013 2013/74 LT Rinkos formavimo veiklai ir operacijoms pirminėje rinkoje taikomos išimtys pagal Europos Parlamento ir Tarybos Reglamentą (ES) 236/2012 dėl skolintų vertybinių popierių pardavimo ir tam tikrų kredito įsipareigojimų neįvykdymo apsikeitimo sandorių aspektų , Guidelines & Recommendations PDF
515.2 KB
21/08/2012 2012/387 SV Riktlinjer om vissa aspekter av lämplighetskraven i MiFID , Guidelines & Recommendations PDF
295.26 KB
28/09/2012 2012/388 SV Riktlinjer om vissa aspekter av kraven för funktionen för regelefterlevnad enligt MiFID , Guidelines & Recommendations PDF
346.11 KB
21/08/2012 2012/387 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen , Guidelines & Recommendations PDF
355.02 KB
28/09/2012 2012/388 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-eisen voor de compliancefunctie , Guidelines & Recommendations PDF
357.72 KB
28/09/2012 2012/388 DA Retningslinjer for visse aspekter af kravene til compliancefunktionen ifølge MiFID , Guidelines & Recommendations PDF
352.31 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID , Guidelines & Recommendations PDF
341.81 KB
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive , , Guidelines & Recommendations PDF
593.19 KB