ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
26
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Short Selling filter Short Selling
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Securitisation filter Securitisation
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Post Trading (22) Apply Post Trading filter
- Fund Management (16) Apply Fund Management filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Market Abuse (4) Apply Market Abuse filter
- Market Integrity (3) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Benchmarks (1) Apply Benchmarks filter
- CESR Archive (1) Apply CESR Archive filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (254) Apply Reference filter
- Guidelines & Recommendations (179) Apply Guidelines & Recommendations filter
- Opinion (169) Apply Opinion filter
- Press Release (116) Apply Press Release filter
- Consultation Paper (89) Apply Consultation Paper filter
- Final Report (65) Apply Final Report filter
- Statement (63) Apply Statement filter
- Letter (53) Apply Letter filter
- Speech (47) Apply Speech filter
- Report (45) Apply Report filter
- Investor Warning (26) Apply Investor Warning filter
- Decision (21) Apply Decision filter
- Q&A (18) Apply Q&A filter
- Annual Report (14) Apply Annual Report filter
- Technical Standards (13) Apply Technical Standards filter
- SMSG Advice (4) Apply SMSG Advice filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Transparency X Joint Committee X Planning reporting budget X Sustainable finance X Trade Repositories X Innovation and Products X Short Selling X Securitisation X Technical Advice X Compliance table X
Reset all filtersPages
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
||||
| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
||||
| 01/04/2020 | ESMA70-156-2287 | Technical Advice to the European Commission on weekly position reports under MiFID II | MiFID - Secondary Markets, Supervisory convergence | Technical Advice | PDF 231.84 KB |
||||
| 01/04/2020 | ESMA35-43-2126 | Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Technical Advice | PDF 464.68 KB |
||||
| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |