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|22/03/2019||esma35-36-1590||Presentation on CPs MIFID-UCITS-AIFMD||Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
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|26/02/2019||ESMA71-99-1120||Keynote by Steven Maijoor- Crypto-Assets: time to deliver||Risk Analysis & Economics - Markets Infrastructure Investors||Speech||PDF
|13/02/2019||ESMA71-319-91||Brexit – the regulatory challenges||Brexit, Fund Management, MiFID - Secondary Markets, Post Trading, Speeches, Supervisory convergence||Speech||PDF
Steven Maijoor keynote at the European Financial Forum in Dublin
|11/02/2019||ESMA35-43-1493||MiFID II supervisory briefing on the use of third-country branches by EU firms||Brexit, MiFID - Investor Protection, Supervisory convergence||Reference||PDF
|07/02/2019||ESMA50-157-1588||ESMA Risk Assessment Work Programme 2019||Innovation and Products, Planning reporting budget, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|19/12/2018||ESMA70-156-173||MiFID II list of supplementary deferral regimes||MiFID - Secondary Markets||Reference||XLSX
|28/11/2018||ESMA35-43-1376||Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference||MiFID - Investor Protection, Speeches||Speech||PDF
|13/11/2018||ESMA35-43-1206||MiFID II Supervisory Briefing on Suitability||MiFID - Investor Protection||Reference||PDF
|09/11/2018||ESMA70-156-785 Reply form||Reply form for the Call for evidence on periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||DOCX
|09/11/2018||ESMA70-156-785||Call for evidence periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
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|25/09/2018||ESMA22-106-1189||CEMA GEA- Application form||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||DOCX
|25/09/2018||ESMA22-106-1190||Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis||Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF