ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Investor Protection X MiFID - Secondary Markets X Board of Supervisors X Reference X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2019 | ESMA35-43-1493 | MiFID II supervisory briefing on the use of third-country branches by EU firms | Brexit, MiFID - Investor Protection, Supervisory convergence | Reference | PDF 469.29 KB |
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| 07/02/2019 | ESMA63-43-1190 | ESMA Budget 2019 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 164 KB |
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| 06/02/2019 | ESMA42-114-647 | ESMA's Supervisory Convergence Work Programme 2019 | Board of Supervisors, Supervisory convergence | Reference | PDF 334.85 KB |
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| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
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| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
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| 19/12/2018 | ESMA70-156-173 | MiFID II list of supplementary deferral regimes | MiFID - Secondary Markets | Reference | XLSX 57.45 KB |
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| 13/11/2018 | ESMA35-43-1206 | MiFID II Supervisory Briefing on Suitability | MiFID - Investor Protection | Reference | PDF 557.16 KB |
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| 09/11/2018 | ESMA70-156-785 Reply form | Reply form for the Call for evidence on periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | DOCX 772.02 KB |
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| 09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
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| 03/10/2018 | ESMA20-95-933 | 2019 Work Programme | Board of Supervisors, Corporate Information, Planning reporting budget | Reference | PDF 470.98 KB |
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| 01/10/2018 | ESMA35-43-1391 | Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options | MiFID - Investor Protection | Reference | PDF 98.36 KB |
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| 08/08/2018 | ESMA70-151-1462 | ESMA70-151-1462 Communication on clearing and trading obligation for PF | MiFID - Secondary Markets | Reference | PDF 123.91 KB |
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| 13/07/2018 | ESMA70-156-471 | Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357) | MiFID - Secondary Markets | Reference | DOCX 772.08 KB |
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| 19/06/2018 | ESMA20-95-916 | Annual Report 2017 | Board of Supervisors, Corporate Information, Planning reporting budget | Annual Report | PDF 10.77 MB |
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| 01/06/2018 | ESMA35-43-1135 | Notice of ESMA's Product Intervention Decisions on CFDs and binary options | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 241.42 KB |
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| 29/05/2018 | ESMA65-8-4678 | MiFIR Reporting Instructions Log of Changes | MiFID - Secondary Markets | Reference | XLSX 24.18 KB |
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| 23/05/2018 | ESMA70-154-576 | CDTF Terms of Reference | MiFID - Secondary Markets | Reference | PDF 201.01 KB |
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| 18/05/2018 | ESMA70-154-555 | SMSC Terms of Reference | MiFID - Secondary Markets | Reference | PDF 209.92 KB |
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| 18/05/2018 | ESMA35-30-643 | IPISC Terms of Reference | MiFID - Investor Protection | Reference | PDF 152.35 KB |
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| 26/04/2018 | ESMA63-43-964 | ESMA Budget Amendment n.1 for 2017 | Board of Supervisors, Management Board, Planning reporting budget | Reference | PDF 204.31 KB |