ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/05/2006 06-208 CESR-CFTC Online guides for conducting derivatives business in the U.S. and the European Union (EU) Reference PDF
55.11 KB
02/08/2006 06-216d Mandate for CESR ECONET Reference PDF
62.73 KB
30/11/2006 06-260 Survey on the role of securities regulators in auditor oversight of public listed companies, and on their powers in relation to auditors of these companies Reference PDF
114 KB
02/08/2006 06-286b Protocol for a CESR Mediation Mechanism Reference PDF
72.35 KB
06/07/2006 06-312 Questionnaire on the day-to-day application of the IOSCO code by the credit rating agencies Reference PDF
55.09 KB
02/08/2006 06-434 CESR-SEC Work Plan Reference PDF
66.4 KB
20/10/2006 06-550b MiFID Level 3 Expert Group – 2006/2007 Work Programme Reference PDF
81.65 KB
08/12/2006 06-627 2007 Work Programme for the Committee of European Securities Regulators Reference PDF
78.79 KB
08/01/2007 06-707 3L3 work programme for 2007 Reference PDF
104.35 KB
The 3L3 work programme for 2007 was developed in accordance with the Joint Protocol of 24 November 2005. In the work programme some issues are referred to as
01/04/2007 07-070b Protocol of the Review Panel Reference PDF
58.25 KB
26/06/2007 07-071b Methodology for self-assessment and peer-review tool Reference PDF
79.43 KB
10/07/2007 07-089 annex Information complement: Framework of Principles for Impact Assessment in the area of financial regulation Reference PDF
94.77 KB
11/06/2007 07-101 Survey on the direct communication of auditors with the public on the statutory audit of the annual or consolidated accounts of listed companies Reference PDF
78.42 KB
07/11/2007 07-306 The European Single market in securities in 2006: A factbook on Markets and Supervision Reference PDF
2.39 MB
22/10/2007 07-317c Protocol on MiFID Passport Notifications- revised Reference PDF
266.6 KB
03/07/2007 07-322 CESR Guidebook on MiFID market transparency calculations Reference PDF
64.23 KB
19/10/2007 07-370b Developer’s Guidelines for CESR database on Shares admitted to trading on EU Regulated Markets- updated October 2007 Reference PDF
71.02 KB
26/07/2007 07-416 CESR-Pol’s Work Programme concerning Level 3 of the Market Abuse Directive Reference PDF
75.57 KB
26/09/2007 07-621 CESR-SEC protocol to facilitate implementation of the CESR-SEC work plan Reference PDF
57.16 KB
05/05/2008 07-664 Methodology for mapping exercises Reference PDF
95.75 KB