ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
31/07/2008 08-003 Maltese A Consumer's guide to MiIFD- Investing in Financial products- Maltese translation Reference PDF
1.24 MB
07/03/2008 08-003 A Consumers' Guide to MiFID- Investing in Financial Products Reference PDF
563.13 KB
07/03/2008 08-003 Dutch A Consumers' Guide to MiFID- Investing in Financial Products- Dutch translation Reference PDF
245.93 KB
07/03/2008 08-003 French A Consumers' Guide to MiFID- Investing in Financial Products- French translation Reference PDF
240.21 KB
07/03/2008 08-003 HU A Consumers' Guide to MiFID- Investing in Financial Products- Hungarian translation Reference PDF
281.74 KB
07/03/2008 08-003 ES A Consumers' Guide to MiFID- Investing in Financial Products- Spanish Translation Reference PDF
2.35 MB
10/09/2012 2012/557 PT A ESMA alerta os investidores para os riscos dos investimentos online Investor Warning PDF
336.1 KB
A ESMA alerta os investidores para os riscos dos investimentos online
17/12/2012 2011/188 HU A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében Guidelines & Recommendations PDF
195.43 KB
A feladatok átruházását is magában foglaló együttműködés az EÉPH, a hatáskörrel rendelkező hatóságok és a hatáskörrel rendelkező ágazati hatóságok között a hitelminősítő intézetekről szóló 513/2011/EU rendelet értelmében
02/04/2013 2013/74 HU A short ügyletekről és a hitel-nemteljesítési csereügyletekkel kapcsolatos egyes szempontokról szóló 236/2012/EU európai parlamenti és tanácsi rendelet szerinti árjegyzői tevékenységek és elsődleges piaci műveletek mentessége , Guidelines & Recommendations PDF
550.5 KB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR Consultation Paper PDF
2.78 MB
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options Reference PDF
202.01 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) , Guidelines & Recommendations PDF
357.25 KB
03/07/2013 2013/232 FI AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet Guidelines & Recommendations PDF
728.36 KB
AIMF-direktiivin mukaista hyvää palkka- ja palkkiopolitiikkaa koskevat ohjeet
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit , Consultation Paper PDF
270.97 KB
22/12/2014 JC/GL/2014/01/IT Allegato I. Modello per il processo di mappatura del conglomerato finanziario (allegato JC 2014 070) , Guidelines & Recommendations XLSX
68.26 KB
08/08/2014 2014/869 et Alternatiivsete investeerimisfondide valitsejaid käsitleva direktiivi artikli 3 lõike 3 punkti d ning artikli 24 lõigete 1, 2 ja 4 kohaste aruannetega seotud kohustusi käsitlevad suunised Guidelines & Recommendations PDF
713.34 KB
22/12/2014 JC/GL/2014/01/RO Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a , Guidelines & Recommendations XLSX
66.2 KB
22/12/2014 JC/GL/2014/01/PT Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) , Guidelines & Recommendations XLSX
68.14 KB
22/12/2014 JC/GL/2014/01/ES Anexo I: Plantilla para el proceso de asignación del conglomerado financiero (Anexo 2014 070 del Comité Mixto) , Guidelines & Recommendations XLSX
68.87 KB
22/12/2014 JC/GL/2014/01/DE Anhang I: Vorlage für das Mapping-Verfahren für Finanzkonglomerate (ABl. 2014 070 Anhang) , Guidelines & Recommendations XLSX
68.05 KB