ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
11/02/2020 ESMA35-43-1076 Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
157.54 KB
03/01/2020 ESMA22-106-2024 SoC ESMA Management Board December 2019 Management Board Summary of Conclusions PDF
139.66 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table PDF
267.48 KB
06/11/2019 ESMA22-106-1988 SoC ESMA Management Board October 2019 Management Board Summary of Conclusions PDF
134.87 KB
10/09/2019 ESMA22-106-1926 Summary of Conclusions SMSG meeting 12 July 2019 Securities and Markets Stakeholder Group Summary of Conclusions PDF
157.68 KB
10/09/2019 ESMA22-106-1925 Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
95.54 KB
06/09/2019 ESMA22-106-1899 SoC July 2019 Management Board Management Board Summary of Conclusions PDF
192.16 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE MiFID - Secondary Markets Compliance table PDF
102.75 KB
26/06/2019 ESMA22-106-1817 Summary of Conclusions Management Board meeting 22 May 2019 Management Board Summary of Conclusions PDF
105.84 KB
20/06/2019 ESMA35-43-1430 Compliance table on Guidelines on MiFID II suitability requirements Guidelines and Technical standards, MiFID - Investor Protection Compliance table PDF
145.71 KB
17/05/2019 ESMA22-106-1780 Summary of Conclusions SMSG meeting 11 April 2019 Securities and Markets Stakeholder Group Summary of Conclusions PDF
196.44 KB
24/04/2019 ESMA22-106-1708 Summary of Conclusions Management Board meeting 25 March 2019 Management Board Summary of Conclusions PDF
234.83 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
112.12 KB
13/03/2019 ESMA22-106-1675 SoC ESMA Management Board January 2019 Management Board Summary of Conclusions PDF
167.33 KB
05/03/2019 ESMA22-106-1654 Summary of Conclusions SMSG meeting 5 February 2019 Securities and Markets Stakeholder Group Summary of Conclusions PDF
315.79 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table PDF
179.39 KB
22/01/2019 ESMA22-106-1604 Summary of Conclusions Management Board meeting 17 December 2018 Management Board Summary of Conclusions PDF
139.16 KB
03/01/2019 ESMA22-106-1606 Summary of Conclusions SMSG meeting 8-9 November 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
186.81 KB
03/01/2019 ESMA22-106-1605 Summary of Conclusions BoS and SMSG meeting 8 November 2018 Securities and Markets Stakeholder Group Summary of Conclusions PDF
255.71 KB
06/12/2018 ESMA22-106-1391 Summary of Conclusions Management Board meeting 6 November 2018 Management Board Summary of Conclusions PDF
149.09 KB

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