ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 1.3 | Annex 1.3- Description of Tasks | International cooperation | Reference | PDF 144.86 KB |
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| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 2.3 | Annex 2.3- Project Presentation Document (TRACE Project) | International cooperation | Reference | PDF 379.91 KB |
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| 06/10/2017 | ESMA65-316-2651 | Annex 3.1- Instruments SLA | International cooperation | Reference | PDF 299.44 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 3.3 | Annex 3.3- Access to Trade Repositories SLA (TRACE Project) | International cooperation | Reference | PDF 293.75 KB |
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| 06/10/2017 | ESMA65-12-1864 | Annex 4.1- Financial contributions (FIRDS Project) | International cooperation | Reference | PDF 262.05 KB |
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| 06/10/2017 | ESMA65-12-1931 | Annex 4.3- Financial contributions (TRACE Project) | International cooperation | Reference | PDF 253 KB |
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| 06/10/2017 | ESMA65-12-1863 | Annex 5.1- Project Work Plan (FIRDS Project) | International cooperation | Reference | PDF 234.25 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 5.3 | Annex 5.3- Project Work plan (TRACE Project) | International cooperation | Reference | PDF 245.92 KB |
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| 06/10/2017 | ESMA65-316-2644 | Annex 6- Governance Framework | International cooperation | Reference | PDF 258.12 KB |
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| 06/10/2017 | ESMA65-316-2645 | Annex 7- Progress Report Template | International cooperation | Reference | PDF 216.56 KB |
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| 06/10/2017 | ESMA65-316-2646 | Annex 8- Final Report Template | International cooperation | Reference | PDF 215.19 KB |
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| 06/10/2017 | ESMA65-316-2269 | Annex 9- Transfer of funds request (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 251.66 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 28/09/2015 | 2015-ESMA-1464 Annex II | Annex II- CBA- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Final Report | PDF 5.07 MB |
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| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
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| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
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| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |