ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
68
REFINE YOUR SEARCH
Sections
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove Prospectus filter Prospectus
- Speeches (159) Apply Speeches filter
- Post Trading (28) Apply Post Trading filter
- Fund Management (27) Apply Fund Management filter
- Innovation and Products (22) Apply Innovation and Products filter
- Credit Rating Agencies (16) Apply Credit Rating Agencies filter
- Corporate Information (12) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Sustainable finance (9) Apply Sustainable finance filter
- Benchmarks (8) Apply Benchmarks filter
- Brexit (8) Apply Brexit filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Joint Committee (6) Apply Joint Committee filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (4) Apply Short Selling filter
- Transparency (4) Apply Transparency filter
- COVID-19 (3) Apply COVID-19 filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Finance (2) Apply Corporate Finance filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Trade Repositories (2) Apply Trade Repositories filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Technical Advice filter Technical Advice
- Final Report (338) Apply Final Report filter
- Press Release (323) Apply Press Release filter
- Consultation Paper (257) Apply Consultation Paper filter
- Reference (253) Apply Reference filter
- Opinion (150) Apply Opinion filter
- Letter (123) Apply Letter filter
- CESR Document (111) Apply CESR Document filter
- Guidelines & Recommendations (95) Apply Guidelines & Recommendations filter
- Statement (55) Apply Statement filter
- Investor Warning (27) Apply Investor Warning filter
- Report (27) Apply Report filter
- Annual Report (24) Apply Annual Report filter
- Decision (24) Apply Decision filter
- Q&A (21) Apply Q&A filter
- Compliance table (18) Apply Compliance table filter
- Technical Standards (9) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Board of Appeal X CESR Archive X Prospectus X Securitisation X Technical Advice X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
||||
| 04/10/2011 | 2011/323 | Final report- ESMA's technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 797.56 KB |
||||
| 01/03/2012 | 2012/137 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.32 MB |
ESMA publishes today the second part of its final advice (ESMA/2012/137) on possible delegated acts for the Prospectus Directive (PD). The advice was submitted to the Commission on 29 February 2012. In its advice, ESMA proposes how to use a prospectus in a retail cascade and provides input on how to review the provisions of the Prospectus Regulation concerning tax information, indices, auditor’s report on profit forecasts and estimates and audited historical financial information. Today’s advice follows a public consultation started on 13 December 2011. Overall, the technical advice aims to achieve a high level of investor protection and to increase across Europe the legal clarity and efficiency of the prospectus regime. Investment prospectuses as such are aimed to provide investors with easily accessible information on financial products so as to foster in-formed decision-making. | |||
| 09/01/2013 | 2012/864 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Technical Advice | PDF 1.23 MB |
||||
| 19/12/2014 | 2014/1569 | Technical Advice to the Commission on MiFID II and MiFIR | MiFID - Investor Protection, MiFID - Secondary Markets | Technical Advice | PDF 2.8 MB |
Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months). | |||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 26/02/2015 | 2015/496 | MiFID II – Switching on the light without turning-off the tap- Verena Ross, Executive Director, ESMA | MiFID - Secondary Markets, Speeches | Speech | PDF 222.55 KB |
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. | |||
| 24/03/2015 | 2015/620 | MIFID/MIFIR- CSD hearing before ECON | MiFID - Secondary Markets, Speeches | Speech | PDF 117.88 KB |
||||
| 30/09/2016 | 2016/1421 | MiFID II: Status Quo und weitere Entwicklung | MiFID - Secondary Markets, Speeches | Speech | PDF 209.64 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 26/05/2016 | 2016/734 | Key note speech for the City week 2016 – Verena Ross, 9 May, London | Speeches, MiFID - Secondary Markets | Speech | PDF 180.15 KB |
||||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 13/06/2016 | 2016/945 | Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin | MiFID - Secondary Markets | Speech | PDF 275.69 KB |
||||
| 04/09/2008 | 3L3 04/09/08 | Presentation held at the Public hearing on the Draft Advice on the review of commodities business | CESR Archive | Speech | PDF 78.9 KB |
||||
| 31/07/2008 | 3l3 07/07/08 | Presentation held at the Public hearing on Consultation Paper on the review of commodities business | CESR Archive | Speech | PDF 81.58 KB |
||||
| 06/04/2007 | 3L3 1/02/07 EW | "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch | CESR Archive | Speech | PDF 88.45 KB |
||||
| 06/04/2007 | 3L3 1/02/07 MP | "Conflicts of interest in financial services" speech by Michel Prada | CESR Archive | Speech | PDF 29.12 KB |
||||
| 25/10/2006 | CESR 18/10/06 | CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry | CESR Archive | Speech | PDF 153.91 KB |
||||
| 11/10/2005 | ECOFIN 3L3 | Speeches by the Lamfalussy Chairs at ECOFIN 11 October, on Progress and opportunities for better regulation | CESR Archive | Speech | PDF 99.62 KB |