ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
535.72 KB
04/06/2010 10-346 Feedback statement- CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Document PDF
253.51 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Document PDF
185.24 KB
19/04/2010 10-296 Feedback statement- Inducements: Good and poor practices CESR Document PDF
285.58 KB
19/04/2010 10-294 Feedback statement- Understanding the definition of advice under MiFID CESR Document PDF
435.68 KB
20/12/2010 10-1399 Feedback statement- CESR’s template for the Key Investor Information document CESR Document PDF
123.79 KB
20/12/2010 10-1398 Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) CESR Document PDF
103.3 KB
20/12/2010 10-1397 Feedback statement- Guidelines for the transition from the Simplified Prospectus to the Key Investor Information document CESR Document PDF
112.83 KB
20/12/2010 10-1396 Feedback statement- CESR’s level 3 guidelines on the selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Document PDF
124.29 KB
21/12/2010 10-1351 Feedback statement- Transaction Reporting on OTC Derivatives and Extension of the Scope of Transaction Reporting Obligations CESR Document PDF
93.89 KB
20/12/2010 10-1320 CESR’s guide to clear language and layout for the Key Investor Information document CESR Document PDF
161.87 KB
20/12/2010 10-1319 Guidelines- Transition from the Simplified Prospectus to the Key Investor Information document CESR Document PDF
136.11 KB
20/12/2010 10-1318 Guidelines- Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS CESR Document PDF
198.56 KB
22/10/2010 10-1045 Feedback Statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Document PDF
253.56 KB
13/09/2010 10-1018 Feedback statement- CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Document PDF
162.66 KB
13/09/2010 10-1016 Feedback statement- CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Document PDF
165.25 KB
02/03/2010 10-089 Feedback statement- Final proposal for a pan-European short selling regime CESR Document PDF
300.93 KB
19/04/2010 09-995 Feedback statement- CESR’s technical advice on the format and content of Key Information Document disclosures for UCITS CESR Document PDF
338.08 KB
19/04/2010 09-990 Feedback statement- CESR’s technical advice on the level 2 measures related to the UCITS management company passport CESR Document PDF
435.04 KB
29/01/2010 09-987 Feedback statement on the Consultation on “Classification and identification of OTC derivative instruments for the purpose of the exchange of transaction reports amongst CESR Members” CESR Document PDF
215.84 KB