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|05/04/2019||ESMA22-106-1736||SMSG Application Form 2019||Board of Supervisors, Securities and Markets Stakeholder Group||Reference||DOCX
|05/04/2019||ESMA22-106-1733||Call for expression of interest- consumers, employee reps, SMEs April 2019||Board of Supervisors, Securities and Markets Stakeholder Group||Reference||PDF
|04/04/2019||ESMA35-36-1640||MiFID II Supervisory Briefing on Appropriateness||MiFID - Investor Protection||Reference||PDF
|28/03/2019||ESMA-41-356-14||ESMA fine Fitch France||Credit Rating Agencies||Reference||PDF
|27/03/2019||ESMA35-43-1862||BO Renewal Decision 3 Notice||MiFID - Investor Protection||Reference||PDF
|22/03/2019||esma35-36-1590||Presentation on CPs MIFID-UCITS-AIFMD||Fund Management, MiFID - Investor Protection, MiFID - Secondary Markets||Reference||PDF
|22/03/2019||esma335-5-731||Presentation ESG factors in CRAs||Credit Rating Agencies||Reference||PDF
|11/03/2019||ESMA LEI 06/03/2019||EU rules on LEI- presentation||MiFID - Secondary Markets||Reference||PDF
|11/02/2019||ESMA35-43-1493||MiFID II supervisory briefing on the use of third-country branches by EU firms||Brexit, MiFID - Investor Protection, Supervisory convergence||Reference||PDF
|24/01/2019||ESMA50-164-770||Links to national websites where net short positions in shares are disclosed||Short Selling||Reference||PDF
|19/12/2018||ESMA70-156-173||MiFID II list of supplementary deferral regimes||MiFID - Secondary Markets||Reference||XLSX
|13/11/2018||ESMA35-43-1206||MiFID II Supervisory Briefing on Suitability||MiFID - Investor Protection||Reference||PDF
|09/11/2018||ESMA70-156-785 Reply form||Reply form for the Call for evidence on periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||DOCX
|09/11/2018||ESMA70-156-785||Call for evidence periodic auctions for equity instruments||MiFID - Secondary Markets||Reference||PDF
|31/10/2018||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/10/2018||ESMA35-43-1391||Notice of ESMA’s Product Intervention Renewal Decision in relation to binary options||MiFID - Investor Protection||Reference||PDF
|23/08/2018||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|08/08/2018||ESMA70-151-1462||ESMA70-151-1462 Communication on clearing and trading obligation for PF||MiFID - Secondary Markets||Reference||PDF
|23/07/2018||ESMA41-137-1144||Danske- PUBLIC NOTICE||Credit Rating Agencies||Reference||PDF
|13/07/2018||ESMA70-156-471||Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357)||MiFID - Secondary Markets||Reference||DOCX