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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|07/04/2016||2016/582||ESMA finds room for improvement in national supervision of investment advice to retail clients||MiFID - Investor Protection, Press Releases, Supervisory convergence||Press Release||PDF
|09/10/2017||ESMA71-99-613||ESMA highlights importance of LEI for MiFIDII/MiFIR compliance||MiFID - Secondary Markets, Press Releases||Press Release||PDF
The European Securities and Markets Authority (ESMA) has published a Briefing on the Legal Entity Identifier (LEI) as part of its efforts to raise industry awareness and facilitate compliance with the LEI requirements under MiFID II ahead of its 3 January 2018 launch.
ESMA expects market participants to take all necessary steps to ensure full compliance with the LEI requirements under MiFID II. Based on its previous experience with EMIR reporting, ESMA urges reporting entities not to delay in addressing this important matter, as advance preparation will help in avoiding backlogs and ensuring that all market participants are ready for the new regime.
|02/04/2019||ESMA71-99-1138||ESMA issues four positive opinions on national product intervention measures||MiFID - Investor Protection, Press Releases||Press Release||PDF
|27/03/2014||2014/334||ESMA issues good practices for structured retail product governance||MiFID - Investor Protection, Innovation and Products||Press Release||PDF
|The European Securities and Markets Authority (ESMA) has published an opinion on structured retail products, setting out good practices for firms when manufacturing and distributing these products.|
|30/05/2016||2016/742||ESMA issues opinion on MiFID II standards on ancillary activities||Press Releases, MiFID - Secondary Markets||Press Release||PDF
|09/01/2020||ESMA71-99-1272||ESMA key priorities 2020-22||Board of Supervisors, Corporate Information, Press Releases||Press Release||PDF
|09/11/2018||ESMA71-99-1054||ESMA launches call for evidence on periodic auctions for equity instruments||MiFID - Secondary Markets, Press Releases||Press Release||PDF
|05/10/2017||ESMA71-99-610||ESMA maintains focus on supervisory convergence and risk assessment in 2018||Corporate Information||Press Release||PDF
The European Securities and Markets Authority (ESMA) has published its 2018 Work Programme (WP), which sets out its priorities and areas of focus for 2018 in support of its mission to enhance investor protection and promote stable and orderly financial markets.
For 2018, the key areas of focus under ESMA’s activities of supervisory convergence, assessing risks, single rulebook and direct supervision will be:
The overall budget for 2018 is expected to be €42,051,386 with a projected staff of 232.
|29/09/2014||2014/1191||ESMA Management Board Election Results||Corporate Information, Management Board, Board of Supervisors, Press Releases||Press Release||PDF
|The European Securities and Markets Authority has elected three new members to its Management Board to replace outgoing members whose term will expire in October this year. The election took place at the Board of Supervisors meeting in Rome on 25 September and the successful candidates, who will serve a term of 2½ years beginning on the 1 November 2014, are: • Cyril Roux, Central Bank of Ireland (CBI), Ireland – new member; • Gérard Rameix, Autorité des marchés financiers (AMF), France – ending first term and re-elected; and • Marek Szuszkiewicz, Komisja Nadzoru Finanswego (KNF), Poland – new member.|
|04/04/2016||2016/566||ESMA not to exempt ETD under MiFID II||Press Releases, MiFID - Secondary Markets||Press Release||PDF
|10/08/2017||ESMA70-155-988||ESMA Opinion on AMF position limits on corn||MiFID - Secondary Markets||Opinion||PDF
|10/08/2017||ESMA70-155-983||ESMA Opinion on AMF position limits on milling wheat||MiFID - Secondary Markets||Opinion||PDF
|10/08/2017||ESMA70-155-993||ESMA Opinion on AMF position limits on rapeseed||MiFID - Secondary Markets||Opinion||PDF
|22/12/2017||ESMA70-154-884||ESMA opinion on ancillary activity under MiFID II – market size calculation||MiFID - Secondary Markets||Opinion|
|21/03/2018||ESMA70-156-322||ESMA opinion on package orders' trading obligation under MiFID II||MiFID - Secondary Markets||Opinion||PDF
|14/12/2017||ESMA70-156-112||ESMA opinion on third-country trading venues for the purpose of position limits under MiFID II||MiFID - Secondary Markets||Opinion||PDF
|17/06/2019||ESMA-35-43-1970||ESMA opinion under Article 42(3) MiFIR (IT_BO)||MiFID - Investor Protection||Opinion||PDF
|17/06/2019||ESMA-35-43-1971||ESMA opinion under Article 42(3) MiFIR (IT_CFD)||MiFID - Investor Protection||Opinion||PDF
|17/07/2019||ESMA35-43-1983||ESMA opinion under Article 43(2) MiFID (CZ_CFD)||MiFID - Investor Protection||Opinion||PDF
|02/04/2019||ESMA-35-43-1776||ESMA opinion under Article 43(2) MiFIR (AFM_BO)||MiFID - Investor Protection||Opinion||PDF