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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/09/2014 2014/1187 Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive , Technical Standards PDF
810.07 KB
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings.
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus , Technical Standards PDF
713.74 KB
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
24/06/2014 2014/685 Draft Regulatory Technical Standards under the CRA3 Regulation Technical Standards PDF
2.39 MB
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs.
01/07/2015 2015/1014 Draft RTS on prospectus related issues under the Omnibus II Directive Technical Standards PDF
949.89 KB
23/12/2014 JC/2014/092 Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive Technical Standards PDF
819.76 KB
12/02/2018 ESMA50-164-1284 ESA warning on virtual currencies , Investor Warning PDF
563.64 KB
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10/09/2012 2012/557 CZ ESMA (Evropský orgán pro cenné papíry a trhy) varuje retailové investory před nástrahami on-line investování Investor Warning PDF
520.09 KB
ESMA (Evropský orgán pro cenné papíry a trhy) varuje retailové investory před nástrahami on-line investování
10/09/2012 2012/557 DA ESMA advarer detailinvestorer om faldgruber ved onlineinvestering Investor Warning PDF
532.44 KB
ESMA advarer detailinvestorer om faldgruber ved onlineinvestering
10/09/2012 2012/557 ES ESMA advierte a los inversores por cuenta propia sobre los peligros de la inversión en línea Investor Warning PDF
403.73 KB
ESMA advierte a los inversores por cuenta propia sobre los peligros de la inversión en línea
10/09/2012 2012/557 RO ESMA avertizează micii investitori cu privire la capcanele investiţiilor online Investor Warning PDF
422.25 KB
ESMA avertizează micii investitori cu privire la capcanele investiţiilor online
25/09/2015 2015/1460 ESMA Final Report on DRAFT RTS on EEAP Technical Standards PDF
1.62 MB
21/09/2018 esma70-156-769 ESMA opinion on MiFID II RTS 1 Technical Standards PDF
645.02 KB
10/09/2012 2012/557 SV Esma varnar icke-professionella investerare för fällor vid investeringar via internet Investor Warning PDF
372.31 KB
Esma varnar icke-professionella investerare för fällor vid investeringar via internet
10/09/2012 2012/557 FI ESMA varoittaa piensijoittajia online-sijoittamisen sudenkuopista Investor Warning PDF
751.81 KB
ESMA varoittaa piensijoittajia online-sijoittamisen sudenkuopista
10/09/2012 2012/557 SK ESMA varuje retailových investorov pred nástrahami online investovania Investor Warning PDF
436.28 KB
ESMA varuje retailových investorov pred nástrahami online investovania
10/09/2012 2012/557 ESMA warns retail investors about the pitfalls of online investing Investor Warning PDF
476.08 KB
10/09/2012 2012/557 DE ESMA warnt Kleinanleger vor Fallen bei Online-Investitionen Investor Warning PDF
428.89 KB
ESMA warnt Kleinanleger vor Fallen bei Online-Investitionen
10/09/2012 2012/557 LT ESMA įspėja neprofesionaliuosius investuotojus apie investavimo internetu pavojus Investor Warning PDF
592.6 KB
ESMA įspėja neprofesionaliuosius investuotojus apie investavimo internetu pavojus
10/09/2012 2012/557 BG ESMA предупреждава инвеститорите на дребно за рисковете, свързани с инвестирането онлайн Investor Warning PDF
673.81 KB
ESMA предупреждава инвеститорите на дребно за рисковете, свързани с инвестирането онлайн
10/09/2012 2012/557 PL EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online Investor Warning PDF
424.04 KB
EUNGiPW (Europejski Urząd Nadzoru Giełd i Papierów Wartościowych) ostrzega inwestorów detalicznych przed pułapkami inwestowania online