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6331 documents
Date Reference Title Sections Type Main document Info
14/11/2023 Register of crowdfunding services providers Register of crowdfunding services providers Reference DOWNLOAD 283.31 KB
13/11/2023 ESMA50-164-770 Links to national websites where net short positions in shares are disclosed Short Selling Reference DOWNLOAD 123.17 KB
10/11/2023 ESMA35-335435667-4314 Compliance table on the Gudelines on MiFID II remuneration requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 190.22 KB
10/11/2023 ESMA35-335435667-4520 Compliance table on the Guidelines on MiFID II product governance (2023) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.41 KB
10/11/2023 ESMA35-335435667-4315 Compliance table on the Guidelines on certain aspects of the MiFID II suitability requirements (2023 revised version) Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 173.59 KB
10/11/2023 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements Guidelines and Technical standards, Investor protection Compliance table DOWNLOAD 272.27 KB
08/11/2023 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II Trading Compliance table DOWNLOAD 153.21 KB
08/11/2023 ESMA22-1669215091-5394 Summary of conclusions joint Board of Supervisors and Securities and Markets Stakeholder Group meeting - 5 July 2023 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions DOWNLOAD 171.43 KB
08/11/2023 ESMA Newsletter Newsletter October 2023 ESMA newsletter Reference DOWNLOAD 9.41 MB
07/11/2023 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Securitisation Reference DOWNLOAD 347.33 KB
06/11/2023 Net short thresholds Net short position notification thresholds for sovereign issuers Short Selling Reference DOWNLOAD 28.26 KB
30/10/2023 ESMA71-545613100-2381 Froukelien Wendt's keynote speech at EACH CCP Risk Management Summit, 19 October 2023 CCP, Speeches Speech DOWNLOAD 115.85 KB
30/10/2023 ESMA50-524821-2954 TRV Article - Evolution of EEA share market structure since MiFID II Risk monitoring, Trading Report DOWNLOAD 376.04 KB
27/10/2023 ESMA32-67-802 Compliance table on the Guidelines on the enforcement of financial information Guidelines and Technical standards, Transparency Compliance table DOWNLOAD 156.53 KB
27/10/2023 ESMA34-1615031185-543 Compliance table on the revised Guidelines on 2022 stress tests scenarios under the MMF Regulation Fund Management, Guidelines and Technical standards Compliance table DOWNLOAD 298.67 KB
27/10/2023 ESMA70-872942901-35 Q&A on MiFID II and MiFIR transparency topics Trading Q&A DOWNLOAD 848.53 KB
26/10/2023 ESMA91-398-6343 Memorandum of Understanding between ESMA and Otoritas Jasa Keuangan (‘OJK’, the Indonesia Financial Services Authority) related to CCPs Established in Indonesia CCP, International cooperation Reference DOWNLOAD 263.98 KB
26/10/2023 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union CCP, Post Trading Reference DOWNLOAD 575.19 KB
26/10/2023 Overview recruitments Overview recruitments Careers, Vacancies Reference DOWNLOAD 490.4 KB
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Updated November 2023
Translated versions
25/10/2023 JC 2023 17 Joint European Supervisory Authorities’ criteria on the independence of supervisory authorities Joint Committee, Supervisory convergence Report DOWNLOAD 336.07 KB