ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
20/12/2010 10-1398 Feedback statement- A guide to clear language and layout for the Key Investor Information document (KII) CESR Archive CESR Document PDF
103.3 KB
20/12/2010 10-1399 Feedback statement- CESR’s template for the Key Investor Information document CESR Archive CESR Document PDF
123.79 KB
22/10/2010 10-1045 Feedback Statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Client categorisation CESR Archive CESR Document PDF
253.56 KB
08/10/2010 10-512 Feedback statement on the consultation on guidance to report transactions on OTC derivative instruments and subsequent CESR decisions CESR Archive CESR Document PDF
911.6 KB
08/10/2010 10-661 Guidance to report transactions on OTC derivative instruments CESR Archive CESR Document PDF
703.48 KB
13/09/2010 10-1018 Feedback statement- CESR’s Consultation on Guidance on Common Standards for Assessment of Compliance of Credit Rating Methodologies with the Requirements set out in Article 8.3 CESR Archive CESR Document PDF
162.66 KB
13/09/2010 10-1016 Feedback statement- CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document PDF
165.25 KB
06/09/2010 10-918 Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review –Investor Protection and Intermediaries CESR Archive CESR Document PDF
376.25 KB
30/08/2010 10-945 CESR’s Guidance on common standards for assessment of compliance of credit rating methodologies with the requirements set out in Article 8.3 CESR Archive CESR Document PDF
258.93 KB
30/08/2010 10-944 CESR’s Guidance on the enforcement practices and activities to be conducted under Article 21.3(a) of the Regulation CESR Archive CESR Document PDF
272.32 KB
29/07/2010 10-796 Feedback statement- CESR Technical Advice to the European Commission in the context of the MiFID Review – Transaction Reporting CESR Archive CESR Document PDF
172.69 KB
28/07/2010 10-788 Guidelines- Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document PDF
357.18 KB
28/07/2010 10-798 Feedback statement- CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS CESR Archive CESR Document PDF
225.23 KB
02/07/2010 10-673 Guidelines- Methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document CESR Archive CESR Document PDF
191.76 KB
02/07/2010 10-674 Guidelines- Methodology for calculation of the ongoing charges figure in the Key Investor Information Document CESR Archive CESR Document PDF
106.22 KB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies CESR Archive, Credit Rating Agencies Technical Advice PDF
4.59 MB
04/06/2010 10-521 FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members CESR Archive Q&A PDF
206.24 KB
04/06/2010 10-347 Guidelines- Registration Process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document PDF
535.72 KB
04/06/2010 10-346 Feedback statement- CESR’s consultation on Registration process, Functioning of Colleges, Mediation Protocol, Information set out in Annex II, Information set for the application for Certification and for the assessment of CRAs systemic importance CESR Archive CESR Document PDF
253.51 KB
04/06/2010 10-331 Guidelines- Implementation of the Central Repository (CEREP) CESR Archive CESR Document PDF
185.24 KB

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