ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/03/2014 | 2014/188 | Trends, Risks, Vulnerabilities No. 1, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.33 MB |
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| 01/04/2014 | 2014/342 | Languages accepted for the purpose of the scrutiny of the Prospectus and requirements of translation of the Summary- March 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 194.98 KB |
The document provides an overview of the languages that each national competent authority accepts when acting as home or host competent authority, as the case may be, for the purpose of the scrutiny of the prospectus. In addition the document outlines national requirements in relation to translation of summaries. | |||
| 16/05/2014 | 2014/536 | ESMA Risk Dashboard No.2, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 782.65 KB |
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| 03/09/2014 | 2014/884 | Report on Trends Risks Vulnerabilities No. 2, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.5 MB |
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| 03/09/2014 | 2014/883 | ESMA Risk Dashboard No. 3, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 763.54 KB |
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| 22/09/2014 | JC/2014/063 | Joint Committee Report on Risks and Vulnerabilities in the EU Financial System | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Final Report | PDF 507.84 KB |
The Joint Committee of the European Supervisory Authorities (ESAs) published today its bi-annual report on risks and vulnerabilities in the European Union's (EU) financial system. The report identifies a number of risks to financial stability in the EU, including prolonged weak economic growth in an environment characterised by high indebtedness, intensified search for yield in a protracted low interest rate environment, and uncertainties in global emerging market economies. The report also highlights risks related to conduct of business and Information Technologies (IT). | |||
| 23/10/2014 | 2014/1276 | ESMA Data on Prospectuses Approved and Passported – January 2013 to December 2013 | Prospectus, Corporate Disclosure | Final Report | PDF 285.12 KB |
The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2013 to December 2013 (with a quarterly disclosure). | |||
| 23/10/2014 | 2014/1277 | ESMA Data on Prospectuses Approved and Passported – January 2014 to June 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 211.96 KB |
The report compiles statistical data regarding the number of prospectuses approved and passported by National Competent Authorities in the period from January 2014 to June 2014 (with a quarterly disclosure). | |||
| 14/11/2014 | 2014/1341 | ESMA Risk Dashboard No. 4, 2014 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 766.77 KB |
The European Securities and Markets Authority (ESMA) has today published its Risk dashboard for the third quarter of 2014. ESMA’s Risk Dashboard assess the risks associated to European financial markets looking into liquidity, market, contagion and credit risks. The Dashboard finds that in 3Q14 EU systemic stress indicators increased, after experiencing a calm 2Q14. Contagion risk augmented and liquidity and market risk remained on high levels, with potential for further increases ahead. Credit risk receded though remaining at a high level. Overall, market sentiment continued to be at odds with sluggish economic fundamentals and guarded expectations. An environment of ultra-low interest rates supported markets and preserved the current hunt-for-yield behaviour of investors. However, markets recognised resulting new balance sheet risks, as risk spreads increased, equity valuation moderated and expectations for future short-term interest rates fanned out. Due to these offsetting forces liquidity risk and market risk remained stable, preserving the risk of critical market corrections for the future. The systemic impact of such corrections could be exacerbated by liquidity bottlenecks, such as might arise from structural factors such as thin dealer markets or rising collateral requirements. | |||
| 17/12/2014 | ECO-2014/1 | ESMA's Economic Report No 1, 2014- High-frequency trading activity in EU equity markets | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 1.87 MB |
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| 11/03/2015 | 2015/526 | Report on Trends, Risks and Vulnerabilities No 1 2015 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.59 MB |
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| 11/03/2015 | 2015/527 | ESMA Risk Dashboard No 1 2015 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 798.36 KB |
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| 05/05/2015 | JC/2015/007 | Joint Committee Report on Risks and Vulnerabilities in the EU Financial System | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Final Report | PDF 692.05 KB |
The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities in the EU Financial System. Overall, the report found that in the past six months, risks affecting the EU financial system have not changed in substance, but have further intensified. The EU’s economic performance improved slightly in early 2015, however the financial sector in general continues to be affected by a combination of factors such as low investment demand, economic uncertainty in the Eurozone and its neighbouring countries, a global economic slow-down and a low-interest rate environment. The main risks affecting the financial system remain broadly unchanged from those identified in the report’s previous edition, but have become more entrenched. The major risks include: • Low growth, low inflation, volatile asset prices and their consequences for financial entities; • Search for yield behaviour exacerbated by potential rebounds; • Deterioration in the conduct of business; and • Increased concern about IT risks and cyber-attacks. | |||
| 23/07/2015 | 2015/1136 | EEA prospectus activity in 2014 | Prospectus, Corporate Disclosure | Final Report | PDF 578.07 KB |
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| 14/09/2015 | 2015/1290 | Report on Trends, Risks and Vulnerabilities No.2, 2015 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.88 MB |
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| 22/12/2015 | 2015/WP/2015/2 | Working Paper No.2, 2015 “Monitoring systemic risk in the hedge fund sector” | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 872.37 KB |
The working paper proposes new measures for systemic risk in the hedge fund sector. These measures are based on the ability of hedge funds to influence (be influenced by) the performance trend of the entire hedge fund sector. The proposed measures display a high ability to identify periods of financial distress, are robust to modifications in the underlying econometric model and deliver an innovation in the monitoring of systemic risks in the fund industry. |
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| 17/03/2016 | 2016/348 | Report on Trends, Risks and Vulnerabilities No.1, 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.13 MB |
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| 30/06/2016 | 2016/1055 | Peer Review Report on Prospectus Approval Process | Prospectus, Supervisory convergence | Final Report | PDF 1.23 MB |
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| 26/07/2016 | 2016/1171 | Final Report Draft Implementing Technical Standards on sanctions and measures under MAR | Market Abuse, Market Integrity | Final Report | PDF 929.78 KB |
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| 30/08/2016 | 2016/1234 | Report on Trends, Risks and Vulnerabilities No.2, 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 3.07 MB |