| 09/06/2023 |
ESMA80-416-203 |
Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 189.97 KB |
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| Translated versions |
BG
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| 09/06/2023 |
ESMA80-416-203 |
Scope of the Guidelines on Disclosure Requirements for Initial Reviews and Preliminary Ratings |
Credit Rating Agencies, Guidelines and Technical standards |
Reference |
DOWNLOAD 25.5 KB |
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CS
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| 08/06/2023 |
2013/1358 |
AIFMD reporting IT technical guidance (rev 6) [updated] |
Fund Management |
Reference |
DOWNLOAD 453.06 KB |
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The IT technical guidance (2013/1358) contains the following set of documents:
- IT technical guidance in which is included the description of changes performed on the technical guidance and/or XSD documents in sheet “change history”,
- XML samples for AIFM and AIF reports,
- Excel version of Annex III – “Table of geographical areas”,
- Excel version of Annex II – Tables 1-10,
- Current version of XSD documents (Version 1.2)
Questions regarding technical support should be sent to info.it.aifmd@esma.europa.eu. Each AIFM should contact directly the national competent authorities to know how the filling of the XML reports will be handled at national level.
Rev 4 publication
The IT technical guidance revision 4 is currently applicable until November 2023 when revision 5 becomes applicable. Exact date will be published at a later stage.
The current IT technical guidance revision 4 contains modifications on the IT technical guidance to take into account the last published version of Questions and Answers (Q&A) on the application of the AIFMD (2014/868) as well as some clarifications and correction of inconsistencies with XSD documents.”
Rev 6 publication
The IT technical guidance revision 6 will be applicable from November 2023 onwards. Exact date will be published at a later stage.
The new IT technical guidance revision 6 introduces new validation rules making more fields mandatory or with stricter rules to improve data quality. The new changes are specified in the tab ‘change history’ of the excel document. Reporting entities should use the version revision 6 to submit reports required under Articles 3(3)(d) and 24(1), (2) and (4) of AIFMD by November 2023. The reference period for the first reporting is Y1,H2,Q4 or X2 2023.
The IT technical guidance revision 6 replaces the IT technical guidance revision 5 published in January 2023.
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| 07/06/2023 |
ESMA24-225943895-196 |
Natasha Cazenave's speech at the NBS Conference, 6 June 2023 |
Speeches |
Speech |
DOWNLOAD 162.28 KB |
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30 years of capital markets in Slovakia – NBS
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| 07/06/2023 |
ESMA74-362-893 |
QAs on SFTR data reporting |
Post Trading, Securities Financing Transactions, Trade Repositories |
Q&A |
DOWNLOAD 464.66 KB |
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| 07/06/2023 |
ESMA71-545613100-2330 |
Verena Ross' speech at the European Financial Congress, 5 June 2023 |
Speeches |
Speech |
DOWNLOAD 65.36 KB |
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| 06/06/2023 |
ESMA42-111-7570 |
Follow-up Peer Review on Guidelines on ETFs and other UCITS issues |
Supervisory convergence |
Report |
DOWNLOAD 925.06 KB |
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| 06/06/2023 |
ESMA60-1389274163-2560 |
Stress testing MMFs in the EU – First evidence from fund reporting |
Fund Management, Market data, Risk monitoring |
Reference |
DOWNLOAD 365.51 KB |
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| 05/06/2023 |
ESMA70-155-10816 |
Annex to Transparency Opinion |
Trading |
Reference |
DOWNLOAD 65.78 KB |
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| 02/06/2023 |
ESMA91-372-206 |
Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 164.25 KB |
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| 02/06/2023 |
ESMA40-386-3420 |
Scope of the Guidelines on the methodology to be used by the resolution authority for determining the valuation of contracts prior to their termination as referred to in Article 29(1) of CCPRRR |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 74.42 KB |
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| 02/06/2023 |
ESMA74-1658524332-687 |
Letter to the European Commission on the MiFIR review – transparency regime for single name-CDS and standardised OTC-derivatives |
Post Trading |
Letter |
DOWNLOAD 133.55 KB |
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| 02/06/2023 |
ESMA70-460-189 |
Q&As DLT Pilot Regulation |
Innovation and Digital, Trading |
Q&A |
DOWNLOAD 313.42 KB |
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| 02/06/2023 |
ESMA70-155-11635 |
CSD Register |
Post Trading |
Reference |
DOWNLOAD 1.52 MB |
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| 02/06/2023 |
ESMA35-43-1968 |
Compliance table - Guidelines on cross-selling practices (ESMA/2016/574) |
Guidelines and Technical standards, Investor protection |
Compliance table |
DOWNLOAD 206.07 KB |
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| 02/06/2023 |
ESMA91-372-1704 |
Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 141.99 KB |
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| 02/06/2023 |
ESMA40-386-3426 |
Scope of the Guidelines further specifying the circumstances for temporary restrictions in the case of a significant non-default event in accordance with Article 45a of EMIR |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 80.42 KB |
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| 01/06/2023 |
ESMA91-372-2070 |
Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 192.51 KB |
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BG
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| 01/06/2023 |
ESMA40-386-3422 |
Scope of Guidelines on the application of the circumstances under which a central counterparty is deemed to be failing or likely to fail |
CCP, Guidelines and Technical standards |
Reference |
DOWNLOAD 79.25 KB |
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| 01/06/2023 |
ESMA91-372-1700 |
Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
CCP, Guidelines and Technical standards |
Guidelines & Recommendations |
DOWNLOAD 208.99 KB |
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| Related documents |
Scope of Guidelines on the consistent application of the triggers for the use of Early Intervention Measures |
| Summary |
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DE
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