ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
26/01/2022 ESMA70-447-1885 Statement on new NSP notification threshold , Statement PDF
90.32 KB
25/01/2022 ESAs Financial Education event Joint ESAs high-level conference on financial education , Reference PDF
263.24 KB
19/01/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
140.42 KB
18/01/2022 ESMA35-42-1305 ESCPR- Miscellaneous reporting to ESMA , Reference PDF
318.34 KB
18/01/2022 ESMA70-156-4859 Report on the application of accepted market practices_2021 Report PDF
1.63 MB
10/01/2022 JC 2020 06 Joint Committee's Rules of Procedures Reference PDF
689.2 KB
07/01/2022 ESMA22-106-3809 SMSG response to ESAs on their joint Call for evidence on the European Commission mandate regarding the PRIIPs Regulation , SMSG Advice PDF
325.26 KB
07/01/2022 ESMA35-30-703 Call for expression of interest: CWG of ESMA's IPISC Reference PDF
188.91 KB
07/01/2022 JC 2021 95 List of Financial Conglomerates 2021 Reference PDF
421.35 KB
04/01/2022 ESMA22-106-3800 SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection , SMSG Advice PDF
374.84 KB
04/01/2022 JC 2021 56 Mandate of the Joint Committee of the European Supervisory Authorities’ Consumer Protection and Financial Innovation Sub-Committee , , Reference PDF
91.78 KB
04/01/2022 JC 2021 57 Mandate of the Joint Committee of the European Supervisory Authorities’ Sub- Committee on Cross Sectoral Developments, Risks and Vulnerabilities (Risk Sub-Committee) , Reference PDF
89.31 KB
04/01/2022 JC 2021 58 Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC) , Reference PDF
73.63 KB
04/01/2022 JC 2021 59 Mandate of the Joint Committee of the European Supervisory Authorities’ Sub-Committee on Financial Conglomerates (JCFC) Reference PDF
73.5 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime- response form , Reference DOCX
777.34 KB
04/01/2022 ESMA70-156-4957 Call for evidence- DLT Pilot Regime and review of MiFIR RTS on transparency and reporting , Reference PDF
570.54 KB
03/01/2022 ESMA35-43-2938 Final report- Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements , Final Report PDF
537.74 KB
17/12/2021 Joint Committee JC 2017 Q&A on the PRIIPs Key Information Document Q&A PDF
755.23 KB
17/12/2021 ESMA35-43-1215 Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body , , Compliance table PDF
302.18 KB
17/12/2021 ESMA71-99-1787 ESMA Press Release Tier 2 Assessment , , Press Release PDF
91.38 KB

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