ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
43
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Speeches (159) Apply Speeches filter
- Corporate Information (90) Apply Corporate Information filter
- CESR Archive (43) Apply CESR Archive filter
- Fund Management (25) Apply Fund Management filter
- Post Trading (21) Apply Post Trading filter
- Innovation and Products (20) Apply Innovation and Products filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- Board of Supervisors (11) Apply Board of Supervisors filter
- Benchmarks (9) Apply Benchmarks filter
- Joint Committee (9) Apply Joint Committee filter
- Planning reporting budget (9) Apply Planning reporting budget filter
- Sustainable finance (9) Apply Sustainable finance filter
- Brexit (8) Apply Brexit filter
- Risk Analysis & Economics - Markets Infrastructure Investors (7) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (6) Apply Transparency filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Abuse (5) Apply Market Abuse filter
- Market Integrity (5) Apply Market Integrity filter
- Management Board (4) Apply Management Board filter
- Securitisation (4) Apply Securitisation filter
- Corporate Finance (3) Apply Corporate Finance filter
- COVID-19 (3) Apply COVID-19 filter
- Short Selling (3) Apply Short Selling filter
- Trade Repositories (3) Apply Trade Repositories filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Market data (1) Apply Market data filter
- Prospectus (1) Apply Prospectus filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Annual Report filter Annual Report
- Letter (194) Apply Letter filter
- Reference (166) Apply Reference filter
- Opinion (93) Apply Opinion filter
- Press Release (82) Apply Press Release filter
- Final Report (65) Apply Final Report filter
- Statement (57) Apply Statement filter
- Consultation Paper (50) Apply Consultation Paper filter
- Report (37) Apply Report filter
- Guidelines & Recommendations (18) Apply Guidelines & Recommendations filter
- Q&A (14) Apply Q&A filter
- Compliance table (9) Apply Compliance table filter
- Technical Advice (5) Apply Technical Advice filter
- Decision (4) Apply Decision filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Speech X Technical Standards X Annual Report X European Single Electronic Format X Supervisory convergence X Corporate Disclosure X MiFID - Secondary Markets X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
01/07/2015 | 2015/1014 | Draft RTS on prospectus related issues under the Omnibus II Directive | Corporate Disclosure | Technical Standards | PDF 949.89 KB |
||||
26/02/2015 | 2015/496 | MiFID II – Switching on the light without turning-off the tap- Verena Ross, Executive Director, ESMA | MiFID - Secondary Markets, Speeches | Speech | PDF 222.55 KB |
Verena Ross, Executive Director of ESMA, delivered the keynote speech at the ABA/Law Society Capital Markets Conference 2015 in London on MiFID II which focused on transparency and liquidity issues. | |||
24/03/2015 | 2015/620 | MIFID/MIFIR- CSD hearing before ECON | MiFID - Secondary Markets, Speeches | Speech | PDF 117.88 KB |
||||
30/09/2016 | 2016/1421 | MiFID II: Status Quo und weitere Entwicklung | MiFID - Secondary Markets, Speeches | Speech | PDF 209.64 KB |
||||
26/05/2016 | 2016/734 | Key note speech for the City week 2016 – Verena Ross, 9 May, London | Speeches, MiFID - Secondary Markets | Speech | PDF 180.15 KB |
||||
13/06/2016 | 2016/945 | Speech for the DSGV Kapitalmarktsymposium- Verena Ross, 10 June 2016, Berlin | MiFID - Secondary Markets | Speech | PDF 275.69 KB |
||||
09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
19/10/2018 | ESMA 32-67-510 | Speech by ESMA Chair Maijoor at Banco de España – CEMFI – FSI High-Level Conference | Corporate Disclosure | Speech | PDF 288.04 KB |
||||
02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
14/10/2021 | ESMA24-436-13 | Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 690.55 KB |
||||
14/10/2021 | ESMA24-436-15 | Annex to the Opening Statement ECON Hearing 14 October 2021 | Board of Supervisors, Brexit, CCP Directorate, Corporate Information, Credit Rating Agencies, Innovation and Products, Joint Committee, Speeches, Supervisory convergence, Sustainable finance | Speech | PDF 415.73 KB |
||||
09/06/2022 | ESMA24-442-86 | Verena Ross Speech at ICMA AGM, 9 June 2022 | MiFID - Secondary Markets, Speeches, Sustainable finance | Speech | PDF 154.69 KB |
Greening the financial markets challenges and opportunities at the current juncture |
|||
11/04/2017 | ESMA31-68-153 | Closing Keynote CMU Mid Term Review Public Hearing- Steven Maijoor | Speeches, Supervisory convergence | Speech | PDF 154.17 KB |
||||
28/11/2019 | ESMA32-67-610 | EFRAG Conference 28 November 2019- IFRS and Regulation- Keynote Speech Steven Maijoor | Corporate Disclosure | Speech | PDF 165.97 KB |
||||
12/02/2020 | ESMA32-67-642 | Sustainable financial markets: translating changing risks and investor preferences into regulatory action- Speech by Steven Maijoor, European Financial Forum, Dublin | Credit Rating Agencies, Speeches, Supervisory convergence | Speech | PDF 156.74 KB |