ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
5
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Fund Management (17) Apply Fund Management filter
- Post Trading (15) Apply Post Trading filter
- MiFID - Secondary Markets (13) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (11) Apply MiFID - Investor Protection filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Market Abuse (4) Apply Market Abuse filter
- Prospectus (3) Apply Prospectus filter
- Transparency (3) Apply Transparency filter
- Market Integrity (2) Apply Market Integrity filter
- Short Selling (2) Apply Short Selling filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (77) Apply Guidelines & Recommendations filter
- Reference (72) Apply Reference filter
- Final Report (32) Apply Final Report filter
- Press Release (26) Apply Press Release filter
- Consultation Paper (24) Apply Consultation Paper filter
- Letter (22) Apply Letter filter
- Report (15) Apply Report filter
- Statement (12) Apply Statement filter
- Summary of Conclusions (10) Apply Summary of Conclusions filter
- Decision (6) Apply Decision filter
- Q&A (6) Apply Q&A filter
- Speech (4) Apply Speech filter
- Annual Report (3) Apply Annual Report filter
- Opinion (3) Apply Opinion filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Technical Advice (2) Apply Technical Advice filter
- CESR Document (1) Apply CESR Document filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |