ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Short Selling filter Short Selling
- Securities and Markets Stakeholder Group (77) Apply Securities and Markets Stakeholder Group filter
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- Joint Committee (5) Apply Joint Committee filter
- MiFID - Secondary Markets (5) Apply MiFID - Secondary Markets filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Sustainable finance (2) Apply Sustainable finance filter
- Benchmarks (1) Apply Benchmarks filter
- Corporate Information (1) Apply Corporate Information filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (147) Apply Reference filter
- Guidelines & Recommendations (130) Apply Guidelines & Recommendations filter
- Press Release (81) Apply Press Release filter
- Consultation Paper (55) Apply Consultation Paper filter
- Opinion (51) Apply Opinion filter
- Report (46) Apply Report filter
- Statement (45) Apply Statement filter
- Final Report (44) Apply Final Report filter
- Letter (41) Apply Letter filter
- Speech (27) Apply Speech filter
- Q&A (9) Apply Q&A filter
- Annual Report (8) Apply Annual Report filter
- Technical Advice (8) Apply Technical Advice filter
- Decision (7) Apply Decision filter
- Technical Standards (5) Apply Technical Standards filter
Your filters
European Single Electronic Format X MiFID II: Transparency Calculations and DVC X IFRS Supervisory Convergence X Planning reporting budget X Fund Management X Short Selling X Market Integrity X Compliance table X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
| 07/04/2016 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 156.43 KB |
||||
| 12/04/2016 | 2016/602 | Compliance table- Guidelines on ETFs and other UCITS issues | Fund Management, Guidelines and Technical standards | Compliance table | PDF 131.17 KB |
||||
| 04/05/2016 | 2016/675 | Compliance table- Guidelines on sound remuneration policies under the AIFMD (ESMA/2013/232) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 143.93 KB |
||||
| 04/10/2017 | ESMA34-43-352 | Compliance table for the Guidelines on sound remuneration policies under the UCITS Directive | Fund Management, Guidelines and Technical standards | Compliance table | PDF 154.54 KB |
||||
| 04/10/2017 | ESMA34-32-316 | Compliance table for the Guidelines sound remuneration policies under the AIFMD (ESMA/2016/579) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 144.26 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
| 27/11/2019 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 110.09 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
||||
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |