ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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19/11/2004 | 04-614 | Work plan for future work on MiFID | CESR Archive | Reference | PDF 53.83 KB |
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25/10/2004 | 04-333f | Which supervisory tools for the EU securities markets? Preliminary Progress Report ("Himalaya Report") | CESR Archive | Final Report | PDF 297.64 KB |
The purpose of this preliminary analytical paper by the Committee of European Securities Regulators (CESR) is to contribute to the creation of an efficient EU single market for financial services. This consultative report is a first attempt to define how securities regulators can play their role in order to ensure full and consistent implementation as well as effective enforcement of all measures included in the Financial Services Action Plan in the area of securities, in the next five years. The work concentrates on the objective of securities regulators which are to maintain fair, transparent and secure securities market; it does not cover issues related to the prudential supervision of banks or insurance companies which are of fundamental different nature and focus. Please post your responses on the CESR website by 31 January 2005 | |||
15/06/2005 | 05-415 annex | Visit of US Treasury Secretary John Snow to CESR- photograph | CESR Archive | Press Release | PDF 1.87 MB |
From left to right: US Treasure Secretary John Snow, CESR Chairman Arthur Docters van Leeuwen, CESR Vice-Chairman Kaarlo J | |||
16/05/2019 | ESMA34-45-712 | Verena Ross- ICMA 2019 conference speech | Benchmarks, Brexit, MiFID II: Transparency Calculations and DVC, Speeches | Speech | PDF 134.24 KB |
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09/06/2022 | ESMA24-442-86 | Verena Ross Speech at ICMA AGM, 9 June 2022 | MiFID - Secondary Markets, Speeches, Sustainable finance | Speech | PDF 154.69 KB |
Greening the financial markets challenges and opportunities at the current juncture |
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22/09/2017 | ESMA71-319-53 | Verena Ross Keynote AFME Compliance and Legal Conference | MiFID - Secondary Markets, Speeches | Speech | PDF 236.94 KB |
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01/06/2022 | ESMA70-445-442 | Verena Ross FESE Convention Speech, 1 June 2022 | Innovation and Products, MiFID - Secondary Markets, Speeches | Speech | PDF 217.79 KB |
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24/08/2007 | VDP | VDP response | CESR Archive | Reference | PDF 129.3 KB |
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05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
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07/10/2019 | ESMA70-155-7658 | Use of UK data in ESMA databases and performance of MiFID II calculations in case of a no-deal Brexit on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 155.54 KB |
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21/05/2008 | 08-316 | Use of the Criteria defined in Article 22 of the Commission Regulation (EC) No 1287/2006 to determine liquid shares | CESR Archive | Reference | PDF 87.19 KB |
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22/03/2005 | US Enforcement | USA response to CESR survey on Enforcement Mechanisms | CESR Archive | Final Report | PDF 3.83 MB |
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15/02/2005 | US Equivalence | USA reponse to questionnaire on GAAP Equivalence | CESR Archive | Final Report | PDF 838.27 KB |
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13/04/2021 | ESMA74-362-1934 | Updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 128.32 KB |
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07/10/2019 | ESMA90-1-167 | Update on the UK’s withdrawal from the European Union- preparations for a possible no-deal Brexit scenario on 31 October 2019 | Benchmarks, Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 179.84 KB |
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24/07/2012 | 2011/39 | Update on measures adopted by competent authorities on short selling | CESR Archive | Statement | PDF 287.67 KB |
This is the PDF version of the statement. Please also see the word version of the statement which contains all links to the measures curretly in place. | |||
07/12/2004 | 04-660e | Transparency in Costs, Practices and Performances- by Jean-Pierre Paelinck, Euroshareholders | CESR Archive | Speech | PDF 27.75 KB |
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08/08/2017 | ESMA/2016/1452 TC | Transaction reporting, order record keeping and clock synchronisation under MiFID II- track changes | MiFID - Secondary Markets | Guidelines & Recommendations | PDF 4.75 MB |
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28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
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30/12/2004 | 04-717 annex 1 | Trade data- annex to Consultation on CESR's draft advice on the second set of mandates from the European Commission on the Markets in Financial Instruments Directive (MiFID) | CESR Archive | Consultation Paper | PDF 544.78 KB |