ESMA LIBRARY

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Date	Ref.	Title	Section	Type	Download	Summary
23/12/2014	JC/2014/092	Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive	Joint Committee	Technical Standards	PDF 819.76 KB
20/12/2013	2013/1970	Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus	Prospectus, Corporate Disclosure	Technical Standards	PDF 713.74 KB	The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
29/07/2013	JC 2013/01	Final Draft Regulatory Technical Standards	Joint Committee	Technical Standards	PDF 1.17 MB

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