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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/04/2021 ESMA71-99-1651 ESMA highlights need for increased efforts on EMIR and SFTR data quality , , , Press Release PDF
85.72 KB
15/04/2021 ESMA80-193-1713 EMIR and SFTR data quality report 2020 , , , Final Report PDF
791.94 KB
14/04/2021 ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs , Press Release PDF
105.12 KB
13/04/2021 ESMA74-362-1934 Updated LEI statement SFTR , , Statement PDF
128.32 KB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report , , Report PDF
1.77 MB
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
327.76 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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31/03/2021 JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 , Report PDF
641.71 KB
29/03/2021 ESMA74-362-1937 response form- Technical Advice on simplification TR fees under SFTR and EMIR , Reference DOCX
757.95 KB
29/03/2021 ESMA70-151-2838 Guidelines on Reporting Under SFTR Final Report PDF
3.21 MB
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17/03/2021 ESMA71-99-1579 ESMA sees high risk for investors in non-regulated crypto assets Press Release PDF
98.02 KB
17/03/2021 esma50-165-1495 ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex Report PDF
1.9 MB
17/03/2021 ESMA50-165-1524 ESMA report on trends, risks and vulnerabilities no.1 2021 Report PDF
3.83 MB
12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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03/03/2021 ESMA32-51-818 Letter to the EC on next steps following Wirecard , , , Letter PDF
277.21 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
222.38 KB

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