ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
594
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Risk Analysis & Economics - Markets Infrastructure Investors X Prospectus X Securitisation X MiFID - Investor Protection X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/06/2021 ESMA35-43-2524 ESMA Opinion on the product intervention measures relating to turbos proposed by the Dutch AFM Opinion PDF
267.28 KB
03/06/2021 ESMA50-165-1761 ESMA Risk Dashboard No. 1 2021 , Report PDF
819.04 KB
28/05/2021 ESMA33-128-563 Questions and answers on the Securitisation Regulation Q&A PDF
1.37 MB
28/05/2021 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics , Q&A PDF
1005.17 KB
27/05/2021 esma82-402-514 Response_form_CP_STS_RTS_ITS_SECR Reference DOCX
770.72 KB
27/05/2021 ESMA82-402-200 Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations Consultation Paper PDF
929.82 KB
17/05/2021 JC 2021 31 PR Press Release_ESAs’ report on the implementation and functioning of the securitisation regulation , Press Release PDF
125.8 KB
17/05/2021 JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation , Report PDF
1.03 MB
14/04/2021 ESMA71-99-1637 Retail clients continue to lose out due to high investment products costs , Press Release PDF
105.12 KB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report , , Report PDF
1.77 MB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
31/03/2021 JC 2021 27 JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 , Report PDF
641.71 KB
31/03/2021 ESMA31-62-1258 Q&As on the Prospectus Regulation Q&A PDF
692.72 KB
31/03/2021 ESMA35-43-2632 Application of the temporary suspension of the obligation to publish RTS 27 reports Statement PDF
78.5 KB
30/03/2021 ESMA74-362-1013 MiFIR review report on the obligations to report transactions and reference data , Final Report PDF
1004.75 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR Technical Advice PDF
337.33 KB
26/03/2021 JC 2021 19 Joint Committee Q&As relating to the Securitisation Regulation Q&A PDF
279.8 KB
26/03/2021 JC 2021 16 ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR , Opinion PDF
339.91 KB
17/03/2021 ESMA71-99-1579 ESMA sees high risk for investors in non-regulated crypto assets Press Release PDF
98.02 KB
17/03/2021 esma50-165-1495 ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex Report PDF
1.9 MB

Pages