ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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06/04/2007 | 3L3 1/02/07 EW | "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch | CESR Archive | Speech | PDF 88.45 KB |
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06/04/2007 | 3L3 1/02/07 MP | "Conflicts of interest in financial services" speech by Michel Prada | CESR Archive | Speech | PDF 29.12 KB |
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31/01/2007 | 07-055 | "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker | CESR Archive | Speech | PDF 80.2 KB |
Delivered in Athens, 17 January 2007 | |||
02/08/2006 | 06-400 | 11th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 69.11 KB |
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22/12/2006 | 06-639 | 12th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 69.26 KB |
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03/08/2007 | 07-339 | 13th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 68.82 KB |
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03/08/2007 | 07-438 | 14th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 69.33 KB |
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23/05/2008 | 08-319 | 16th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 81.33 KB |
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09/02/2009 | 08-779 | 17th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 80.06 KB |
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09/02/2009 | 08-1035 | 18th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 71.45 KB |
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15/11/2000 | Fesco/99-127 | 1999-2000 Report on the activities of FESCO | CESR Archive | Annual Report | PDF 378.9 KB |
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02/09/2009 | 09-339 | 19th meeting of the Market Participants Consultative Panel | CESR Archive | Final Report | PDF 85.01 KB |
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18/07/2006 | 06-259b | 2006 report on Supervisory Convergence in the field of Securities Markets | CESR Archive | Final Report | PDF 146.06 KB |
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08/12/2006 | 06-627 | 2007 Work Programme for the Committee of European Securities Regulators | CESR Archive | Reference | PDF 78.79 KB |
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23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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01/10/2014 | 2014/1200 | 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Reference | PDF 500.54 KB |
The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources. | |||
05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
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16/12/2016 | 2016/1662 | 2016-1662 Competition & Choice in the Credit Rating Industry | Credit Rating Agencies | Report | PDF 1.22 MB |
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21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
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16/12/2016 | 2016/1669 | 2016-1669 Q&A on AIFMD | Fund Management | Q&A | PDF 436.68 KB |