ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
58
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Corporate Governance filter Corporate Governance
- MiFID - Secondary Markets (98) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (74) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- Market Integrity (36) Apply Market Integrity filter
- Short Selling (36) Apply Short Selling filter
- Post Trading (31) Apply Post Trading filter
- Supervisory convergence (13) Apply Supervisory convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Market Abuse (12) Apply Market Abuse filter
- CESR Archive (7) Apply CESR Archive filter
- Prospectus (7) Apply Prospectus filter
- Brexit (6) Apply Brexit filter
- Benchmarks (5) Apply Benchmarks filter
- Innovation and Products (5) Apply Innovation and Products filter
- Securitisation (5) Apply Securitisation filter
- Sustainable finance (4) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Trading (2) Apply Trading filter
- Transparency (2) Apply Transparency filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Crowdfunding (1) Apply Crowdfunding filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- Reference (350) Apply Reference filter
- Letter (250) Apply Letter filter
- Guidelines & Recommendations (230) Apply Guidelines & Recommendations filter
- Press Release (212) Apply Press Release filter
- Final Report (135) Apply Final Report filter
- Report (122) Apply Report filter
- Consultation Paper (107) Apply Consultation Paper filter
- Statement (94) Apply Statement filter
- Annual Report (88) Apply Annual Report filter
- Speech (49) Apply Speech filter
- Decision (39) Apply Decision filter
- Technical Advice (21) Apply Technical Advice filter
- Technical Standards (14) Apply Technical Standards filter
- Summary of Conclusions (12) Apply Summary of Conclusions filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (4) Apply SMSG Advice filter
- Investor Warning (3) Apply Investor Warning filter
Your filters
Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Fund Management X IFRS Supervisory Convergence X Joint Committee X Trade Repositories X Corporate Governance X Corporate Disclosure X Corporate Information X Compliance table X Q&A X Opinion X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
20/05/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 749.77 KB |
||||
13/05/2022 | JC 2022 26 | SFDR queries forwarded to the Commission | Joint Committee, Sustainable finance | Q&A | PDF 132.33 KB |
||||
13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
28/02/2022 | ESMA70-1861941480-52 | Q&A on EMIR implementation | Post Trading, Trade Repositories | Q&A | PDF 1.46 MB |
||||
28/01/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 398.17 KB |
||||
14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 691.07 KB |
||||
17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
||||
26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
30/09/2021 | ESMA80-196-5819 | Opinion on improving access to and use of credit ratings | Credit Rating Agencies | Opinion | PDF 331.84 KB |