ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
14
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Corporate Governance filter Corporate Governance
- (-) Remove Innovation and Products filter Innovation and Products
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (80) Apply Corporate Information filter
- CESR Archive (24) Apply CESR Archive filter
- MiFID - Secondary Markets (17) Apply MiFID - Secondary Markets filter
- Post Trading (16) Apply Post Trading filter
- Joint Committee (13) Apply Joint Committee filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Fund Management (11) Apply Fund Management filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Sustainable finance (6) Apply Sustainable finance filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Short Selling (4) Apply Short Selling filter
- Corporate Finance (3) Apply Corporate Finance filter
- Management Board (3) Apply Management Board filter
- Prospectus (3) Apply Prospectus filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Transparency (3) Apply Transparency filter
- Benchmarks (2) Apply Benchmarks filter
- Brexit (2) Apply Brexit filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
Type of document
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove Technical Standards filter Technical Standards
- Reference (72) Apply Reference filter
- Press Release (45) Apply Press Release filter
- Report (40) Apply Report filter
- Final Report (39) Apply Final Report filter
- Speech (28) Apply Speech filter
- Consultation Paper (24) Apply Consultation Paper filter
- Statement (21) Apply Statement filter
- Opinion (14) Apply Opinion filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Letter (10) Apply Letter filter
- Compliance table (5) Apply Compliance table filter
- Technical Advice (4) Apply Technical Advice filter
- CESR Document (1) Apply CESR Document filter
- Decision (1) Apply Decision filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Supervisory convergence X ITMG X Market Abuse X Innovation and Products X Corporate Governance X Technical Standards X SMSG Advice X Q&A X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 03/11/2020 | ESMA71-99-1423 | QA Fast Track Peer Review- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Q&A | PDF 248.14 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 20/07/2021 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.07 MB |
||||
| 06/08/2021 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 475.69 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 19/11/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1023.15 KB |
||||
| 23/11/2021 | ESMA70-156-4673 | Annual Report on MAR administrative and criminal sanctions 2021 | Market Abuse | Annual Report | PDF 338.34 KB |
||||
| 17/12/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 684.79 KB |
||||
| 17/12/2021 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 597.56 KB |
||||
| 28/01/2022 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 553.88 KB |