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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|20/05/2022||ESMA70-872942901-35||Q&A on MiFID II and MiFIR transparency topics||MiFID - Secondary Markets||Q&A||PDF
|19/05/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/05/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|16/05/2022||ESMA70-156-4754||Compliance table on Guidelines on MiFID II/MiFIR obligations on market data||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|13/05/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|02/05/2022||ESMA70-449-501||Opinion ITS insider lists||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|02/05/2022||ESMA70-449-497||Opinion RTS liquidity contracts for SME Growth Market issuers||Market Integrity, MiFID - Investor Protection, MiFID - Secondary Markets, Trading||Opinion||PDF
|19/04/2022||ESMA65-8-9568||FIRDS Reference Data Functional Specifications v2.10||MiFID - Secondary Markets||Reference||PDF
|19/04/2022||ESMA 65-8-9654||FIRDS Reference Data XML Schema v1.2.1||MiFID - Secondary Markets||Reference||ZIP
|08/04/2022||ESMA81-459-57||Working group on euro risk-free rates- 2 March 2022 minutes||Benchmarks||Reference||PDF
|04/04/2022||ESMA70-448-10||Final Report- Short Selling Regulation Review||Short Selling||Final Report||PDF
|31/03/2022||ESMA81-459-52||Call for expression of interest issued towards administrators developing €STR-based forward-looking term structure as a fallback in EURIBOR-linked contracts||Benchmarks||Reference||PDF
|30/03/2022||ESMA70-155-6641||Opinion on the assessment of pre-trade transparency waivers||MiFID - Secondary Markets||Opinion||PDF
|28/03/2022||ESMA71-99-1912||ESMA publishes its Final Report on the EU carbon market||MiFID - Secondary Markets, Press Releases, Sustainable finance||Press Release||PDF
|28/03/2022||ESMA70-445-38||Final Report on Emission allowances and associated derivatives||MiFID - Secondary Markets, Sustainable finance||Final Report||PDF
|14/03/2022||ESMA71-99-1864||ESMA Statement on Ukraine||Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading||Statement||PDF
|10/03/2022||ESMA70-156-5299||Letter on MiFIR Review Proposal||MiFID - Secondary Markets||Letter||PDF
|02/03/2022||ESMA81-459-50||Working Group on Euro Risk-Free Rates – Work Programme for 2022/23||Benchmarks||Reference||PDF
|04/02/2022||ESMA65-8-9387||FIRDS Reference Data XML Schema v1.2.0||MiFID - Secondary Markets||Reference||ZIP
|28/01/2022||ESMA70-145-114||Q&A on the Benchmarks Regulation (BMR)||Benchmarks, Supervisory convergence||Q&A||PDF